DFX Intelligence

C•••• A•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

C•••• A•••• A••••••••

Advisor at S••••••••• T•••• A•••••••

GRANDVILLE, MI

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Search this name across graphsid dfx:ria:73b4f2af-8512-db0b-fc97-1f2f5e9a0a7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• T•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• T•••• A•••••••	Independent wealth	Jun 28, 2023	n/a	yes	GRANDVILLE, MI	Current employment
S••••••••• A••••••• G••••• L••	Independent wealth	Mar 27, 2013	Jul 31, 2023	no	BYRON CENTER, MI\|CLERMONT, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A••••••• G••••• L••	S••••••••• T•••• A•••••••	Jul 31, 2023	Jun 28, 2023	-33	Firm change after gap	RIA to RIA
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	S••••••••• A••••••• G••••• L••	Oct 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
165710:121348:FL:2023-07-31	Jul 31, 2023	Jun 28, 2023	CLERMONT, FL	Firm change after gap

Relationships

Registered with (5)

→ S••••••••• T•••• A•••••••Registered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ S••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Mar 27, 2013 to Jul 31, 2023factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Feb 25, 2011 to Oct 3, 2014factForm ADV
→ Q•• F•••••••• L••

Dated events

Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73b4f2af-8512-db0b-fc97-1f2f5e9a0a7c
First observed: Sep 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.