DFX Intelligence

G••••• S•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

G••••• S•••••• C•••••••

Advisor at A•••• W••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:73bb2761-61c8-45e4-2a9f-f52736accac3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 26, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• H•••• W••••• M•••••••••	State registered	Oct 1, 2020	n/a	yes	CARMEL, IN	Current employment
A•••• W••••• M••••••••• I•••	Independent wealth	Nov 22, 2019	n/a	yes	GUTHRIE CENTER, IA\|Carmel, IN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• S••••••••• C••••	A•••• W••••• M••••••••• I•••	Dec 2, 2019	Nov 22, 2019	-10	Firm change	Ibd to new firm
B••• D••• W••••• M•••••••••	L••••••• S••••••••• C••••	Mar 26, 2018	Mar 27, 2018

Relationships

Registered with (6)

→ C•••• H•••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 1, 2020 to presentfactForm ADV
→ A•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 22, 2019 to presentfactForm ADV
→ L••••••• S••••••••• C••••Registered adviserregistration: previous registration
Mar 27, 2018 to Dec 2, 2019factForm ADV
→ B••• D••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73bb2761-61c8-45e4-2a9f-f52736accac3
First observed: May 26, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.