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RIA / WealthAdvisorCertified Financial Planner23 years in industry

STEPHEN MORGAN PEASE

Advisor at DYNAMIC

PHOENIX, AZ | DURANGO, CO

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Search this name across graphsid dfx:ria:73df2d69-8e3b-e43a-f0f4-2c869869322a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DYNAMIC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 31, 2003
First registration: Aug 4, 2003
Dual registered: no
Other names: STEPHEN M PEASE
IAPD individual key: 4667224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Dynamic	Independent wealth	Mar 21, 2018	n/a	yes	PHOENIX, AZ\|DURANGO, CO	Current employment
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Jan 9, 2007	Oct 5, 2007	no	DALLAS, TX\|DURANGO, CO	Previous registration
OXFORD ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2006	May 9, 2018	no	DURANGO, CO\|DURANGO, CO\|MCALLEN, TX\|DURANGO, CO	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Aug 4, 2003	Feb 15, 2006	no	HOUSTON, TX\|DURANGO, CO\|DURANGO, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OXFORD ASSET MANAGEMENT, LLC	MOMENTUM INDEPENDENT NETWORK INC.	May 9, 2018	Jan 9, 2007	-4,138	Firm change after gap	Other
MOMENTUM INDEPENDENT NETWORK INC.	Dynamic	Oct 5, 2007	Mar 21, 2018	3,820	Firm change after gap	Other
AMERICAN GENERAL SECURITIES INCORPORATED	OXFORD ASSET MANAGEMENT, LLC	Feb 15, 2006	Jan 4, 2006	-42	Firm change after gap	Other

Relationships

Registered with (4)

→ DYNAMICRegistered adviserregistration: current employment
Mar 21, 2018 to presentfactForm ADV
→ OXFORD ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2006 to May 9, 2018factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Jan 9, 2007 to Oct 5, 2007factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Aug 4, 2003 to Feb 15, 2006factForm ADV

Dated events

No dated event names this entity yet.