DFX Intelligence

P•••• A••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

P•••• A••••• B••••

Advisor at C••••• F•• A•••• M••••••••• L••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:73e12130-889a-fe5c-4b4c-06c3b1423ec1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•• A•••• M••••••••• L••	Independent wealth	Oct 3, 2008	n/a	yes	PALM BEACH GARDENS, FL	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Oct 9, 2006	Jun 26, 2008	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	C••••• F•• A•••• M••••••••• L••	Jun 26, 2008	Oct 3, 2008	99	Firm change	Other
Q•••••• A•••• M••••••••• I•••	J• W• C••• A•••••••• I•••	Nov 13, 2006	Oct 9, 2006

Relationships

Registered with (5)

→ C••••• F•• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 3, 2008 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2006 to Jun 26, 2008factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2006 to Nov 13, 2006factForm ADV
→ U•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73e12130-889a-fe5c-4b4c-06c3b1423ec1
First observed: Jul 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.