DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P•••• A••••• B••••
Feed of 09/14/2026
At current firm
17 y
since Oct 3, 2008
In the industry
24 y
since Jan 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• F•• A•••• M••••••••• L•• independent RIA currentsince Oct 3, 2008 · Palm Beach Gardens, Fl
- J• W• C••• A•••••••• I••• BD affiliatedOct 9, 2006 to Jun 26, 2008 · Tampa, Fl
- Q•••••• A•••• M••••••••• I••• formerJun 21, 2006 to Nov 13, 2006 · Palm Beach Gardens, Fl
- U•••••••• S••••••••• I••• unclassifiedNov 10, 2003 to Jul 18, 2006 · Palm Beach Gardens, Fl
- L••••• A••••••• S•••••••• I••• unclassifiedJul 18, 2003 to Oct 30, 2003 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- J• W• C••• A•••••••• I••• to C••••• F•• A•••• M••••••••• L••left Jun 26, 2008, registered Oct 3, 2008 (99 days) · Other
- Q•••••• A•••• M••••••••• I••• to J• W• C••• A•••••••• I•••left Nov 13, 2006, registered Oct 9, 2006 (-35 days) · Other
- U•••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jul 18, 2006, registered Jun 21, 2006 (-27 days) · Other
- L••••• A••••••• S•••••••• I••• to U•••••••• S••••••••• I•••left Oct 30, 2003, registered Nov 10, 2003 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address