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Advisor at GGM FINANCIAL LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GGM FINANCIAL LLC | Independent wealth | Sep 28, 2023 | n/a | yes | COLUMBUS, OH | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 17, 2018 | Oct 2, 2023 | no | COLUMBUS, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 15, 2013 | Oct 22, 2018 | no | COLUMBUS, OH | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 28, 2012 | Jul 19, 2013 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | GGM FINANCIAL LLC | Oct 2, 2023 | Sep 28, 2023 | -4 | Firm change | Ibd to new firm |
| NATIONWIDE SECURITIES, LLC | COMMONWEALTH FINANCIAL NETWORK | Oct 22, 2018 | Oct 17, 2018 | -5 | Firm change | Other |
| PRUCO SECURITIES, LLC | NATIONWIDE SECURITIES, LLC | Jul 19, 2013 | Aug 15, 2013 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:327008:OH:2023-10-02 | Oct 2, 2023 | Sep 28, 2023 | COLUMBUS, OH | Firm change |