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CRD 319509
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL VINCENT SALTAFORMAGGIO | n/a | BATON ROUGE, LA | 4 | 23 | 6 | yes |
| JONATHAN FRANZ SMITH | n/a | BATON ROUGE, LA | 4 | 21 | 3 | yes |
| Taylor Blaine West | n/a | Harvest, AL | BATON ROUGE, LA | 4 | 14 | 2 | yes |
| Robert Kestyn | n/a | BATON ROUGE, LA | 4 | 10 | 2 | yes |
| WILLIAM DANIEL SAPLICKI | n/a | BATON ROUGE, LA | Dallas, TX | 2 | 26 | 4 | yes |
| John Garrett Webb | n/a | BATON ROUGE, LA | 2 | 12 | 1 | yes |
| BILLY J MITCHELL | n/a | BATON ROUGE, LA | 0 | 14 | 3 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SALTAFORMAGGIO, PAUL, VINCENT | MANAGING MEMBER/CCO | E | yes | 03/2022 | Apr 4, 2022 | Dec 4, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Lafayette | La | United States | 1 | yes |
| Dallas | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 4, 2026 | $373M | $365M | 10 | 5 | 3 | n/a | n/a |
| 2024 | Apr 9, 2025 | $347M | $347M | 11 | 6 | 3 | n/a | n/a |
| 2023 | Mar 13, 2024 | $289M | $289M | 12 | 7 | 4 | n/a | n/a |
| 2022 | Mar 9, 2023 | $219M | $219M | 11 | 6 | 5 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 14.3% | 0 | 0 | 0 | 4 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $373M | $347M | 7.5% | $219M | 19.3% | 10 | 11 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | 4 | Aug 4, 2022 | Jul 29, 2022 | DERIDDER, LA | Team lift out | Ibd to new firm | 1.4% |