R••••• K•••••

Advisor at H••••••• W••••• P•••••••• L••

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be10bc28-14b6-22ac-2347-b474720193a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• P•••••••• L••	Independent wealth	Jul 29, 2022	n/a	yes	BATON ROUGE, LA	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Sep 7, 2021	Aug 4, 2022	no	BATON ROUGE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	H••••••• W••••• P•••••••• L••	Aug 4, 2022	Jul 29, 2022	-6	Firm change	Ibd to new firm
E••••• J••••	S•••••• W••••• P•••••••• L••	Sep 10, 2021	Sep 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
153184:319509:LA:2022-08-04	Aug 4, 2022	Jul 29, 2022	BATON ROUGE, LA	Firm change

Relationships

Registered with (3)

→ H••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 7, 2021 to Aug 4, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 30, 2019 to Sep 10, 2021factForm ADV

Dated events

Occurred
Aug 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be10bc28-14b6-22ac-2347-b474720193a6
First observed: Sep 30, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.