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CLEARWATER CAPITAL ADVISORS, LLC, CRD 139886
HOFFMAN ESTATES, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN EDWARD CHAPMAN | n/a | HOFFMAN ESTATES, IL | 20 | 42 | 3 | no |
| ALAN RODNEY KRAUSE | n/a | HOFFMAN ESTATES, IL | 18 | 37 | n/a | no |
| JOHN WILLIAM SLEETING | n/a | HOFFMAN ESTATES, IL | 17 | 17 | n/a | no |
| JEFFREY PAUL DEHAAN | Certified Financial Planner | HOFFMAN ESTATES, IL | 16 | 16 | n/a | no |
| TYLER JAMES BEACHLER | Chartered Financial Analyst | HOFFMAN ESTATES, IL | 14 | 14 | n/a | no |
| JAMES FOSTER CHAPMAN | n/a | HOFFMAN ESTATES, IL | 12 | 12 | n/a | no |
| KEVIN G CARANI | n/a | HOFFMAN ESTATES, IL | 11 | 11 | n/a | no |
| GREGORY W DAVIS | Certified Financial Planner | HOFFMAN ESTATES, IL | 11 | 11 | n/a | no |
| Hunter J Sims | n/a | HOFFMAN ESTATES, IL | 5 | 11 | n/a | no |
| Melissa Jean Dailey | n/a | HOFFMAN ESTATES, IL | 4 | 26 | 1 | no |
| Jacob Matthew Clark | n/a | HOFFMAN ESTATES, IL | 2 | 10 | n/a | no |
| Valerie Neff Hogan | n/a | HOFFMAN ESTATES, IL | 2 | 16 | n/a | no |
| Carter King | n/a | HOFFMAN ESTATES, IL | 0 | 13 | n/a | no |
| KEVIN JOSEPH ROCHFORD | n/a | HOFFMAN ESTATES, IL | 0 | 25 | 1 | no |
| Randolph T Yu | n/a | HOFFMAN ESTATES, IL | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHAPMAN, JOHN, EDWARD | CHIEF EXECUTIVE OFFICER | Na | yes | 03/2006 | May 11, 2026 | May 11, 2026 |
| DEHAAN, JEFFREY, PAUL | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2013 | May 11, 2026 | May 11, 2026 |
| SLEETING, JOHN, WILLIAM | CHIEF OPERATING OFFICER | A | yes | 07/2018 | May 11, 2026 | May 11, 2026 |
| CHAPMAN, JOHN, EDWARD | MANAGING MEMBER | C | yes | 05/2017 | Mar 28, 2012 | Nov 27, 2024 |
| DEHAAN, JEFFREY, PAUL | Member | F | yes | 05/2021 | Mar 22, 2013 | Nov 27, 2024 |
| KRAUSE, ALAN, RODNEY | CHIEF FINANCIAL OFFICER | Na | yes | 03/2006 | Mar 28, 2012 | Nov 27, 2024 |
| KRAUSE, ALAN, RODNEY | Member | F | yes | 05/2017 | Mar 28, 2012 | Nov 27, 2024 |
| SLEETING, JOHN, WILLIAM | Member | F | yes | 05/2021 | Mar 29, 2019 | Nov 27, 2024 |
| CLEARWATER CAPITAL PARTNERS, LLC | HOLDING COMPANY | E | no | 05/2017 | May 11, 2026 | May 11, 2026 |
| Larson, Heather, J | ELECTED MANAGER | F | no | 01/2023 | Mar 27, 2024 | Nov 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CLEARWATER CAPITAL ACCOUNTING SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| CLEARWATER CAPITAL CONSULTING, LLC | n/a | n/a | n/a | N | yes | n/a |
| CLEARWATER CAPITAL INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 27, 2026 | $1.7B | $1.4B | 23 | 15 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.5B | $1.2B | 22 | 14 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.2B | $1.0B | 18 | 12 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.1B | $914M | 18 | 12 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.1B | $942M | 15 | 11 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.0B | $882M | 10 | 10 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $827M | $714M | 11 | 10 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $689M | $602M | 10 | 9 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $605M | $546M | 10 | 9 | 0 | n/a | n/a |
| 2016 | Mar 26, 2017 | $482M | $433M | 10 | 8 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $363M | $321M | 16 | 8 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $310M | $270M | 14 | 5 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $212M | $180M | 14 | 5 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $116M | $102M | 13 | 5 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $101M | $79.8M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 12.8% | $1.1B | 16.9% | 23 | 22 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| 1ST GLOBAL ADVISORS INC | 2 | Nov 30, 2016 | Dec 1, 2017 | HOFFMAN ESTATES, IL | Team lift out | Other | 20.0% |