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J••• E••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J••• E••••• C••••••

Advisor at C••••••••• C•••••• P•••••••

HOFFMAN ESTATES, IL

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Search this name across graphsid dfx:ria:d409e32a-6c56-4f35-6c4f-b2161410738e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C•••••• P•••••••	Independent wealth	Jun 1, 2006	n/a	yes	HOFFMAN ESTATES, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 2, 2006	Nov 23, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••••• C•••••• P•••••••	Nov 23, 2009	Jun 1, 2006	-1,271	Firm change after gap	Other
R•• C•••••• M••••••• L••	L•• F•••••••• L••	Nov 18, 2005

Relationships

Registered with (4)

→ C••••••••• C•••••• P•••••••Registered adviserregistration: current employment
Jun 1, 2006 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2006 to Nov 23, 2009factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 12, 2003 to Nov 18, 2005factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d409e32a-6c56-4f35-6c4f-b2161410738e
First observed: Dec 26, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.