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J•• Z••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•• Z••

Advisor at A••••••••• F•••••••• S•••••••• L••

Minnetonka, MN | Minneapolis, MN

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Search this name across graphsid dfx:ria:73f89372-cec2-3161-9376-2404711e0f00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 22, 2022	n/a	yes	Minneapolis, MN\|Minnetonka, MN	Current employment
L••••••• W••••• C•••••• M•••••••••	Asset manager	Jan 21, 2015	Feb 21, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• W••••• C•••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	Feb 21, 2022	Nov 22, 2022	274	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 22, 2022 to presentfactForm ADV
→ L••••••• W••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 21, 2015 to Feb 21, 2022factForm ADV

Dated events

Occurred
Feb 21, 2022
Advisor changed firm
J•• Z•• left L••••••• W••••• C•••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-11-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73f89372-cec2-3161-9376-2404711e0f00
First observed: Jan 21, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.