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A••••• H••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A••••• H••••• L••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:73fc305e-3665-3bf8-f7be-8606fb448ab5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 6, 2026	n/a	yes	CHARLOTTE, NC\|PLYMOUTH, MN	Current employment
A••••••••• I•••	Bd affiliated wealth	Jul 22, 2025	Jul 10, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 10, 2026	Jul 6, 2026	-4	Firm change	Ibd to ibd
V••••••• A•••••••• I•••	A••••••••• I•••	Jul 18, 2025

Relationships

Registered with (9)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2025 to Jul 10, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2021 to Jul 18, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
A••••• H••••• L•••• left A••••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-07-06)
Form ADVobserved 6 days ago
Occurred
Jul 18, 2025
Advisor changed firm
A••••• H••••• L•••• left V••••••• A•••••••• I••• for A••••••••• I••• (registered 2025-07-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73fc305e-3665-3bf8-f7be-8606fb448ab5
First observed: Apr 15, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.