DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Austin Harold Lewis

Wealth Enhancement Advisory Services, LLCBD affiliatedPlymouth, Mn dual registrantIAPD 6120895

Certified Financial Planner

Feed of 09/15/2026

Also filed as Austin Harold Lewis

At current firm

0 y

since Jul 6, 2026

In the industry

12 y

since Mar 27, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since Jul 6, 2026 · Charlotte, Nc
Assetmark, Inc. BD affiliated
Jul 22, 2025 to Jul 10, 2026 · Charlotte, Nc
Vanguard Advisers, Inc. BD affiliated
Apr 28, 2021 to Jul 18, 2025 · Charlotte, Nc
Td Ameritrade Investment Management, LLC former
Apr 18, 2018 to Jun 9, 2020 · Southlake, Tx
Schwab Wealth Advisory, Inc. no RAUM
Sep 12, 2016 to Mar 29, 2018 · Westlake, Tx
Rooted Financial Planning unclassified
Jan 20, 2016 to Aug 22, 2016 · Fort Worth, Tx
Transamerica Financial Advisors, LLC BD affiliated
May 5, 2015 to Dec 26, 2015 · Plano, Tx
Valic Financial Advisors, Inc. BD affiliated
Aug 25, 2014 to May 7, 2015 · Addison, Tx
Rogers Wealth Group, Inc. independent RIA
Apr 15, 2014 to Mar 3, 2015 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Assetmark, Inc. to Wealth Enhancement Advisory Services, LLC
left Jul 10, 2026, registered Jul 6, 2026 (-4 days) · Affiliated broker-dealer or bank to another
Vanguard Advisers, Inc. to Assetmark, Inc.
left Jul 18, 2025, registered Jul 22, 2025 (4 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Vanguard Advisers, Inc.
left Jun 9, 2020, registered Apr 28, 2021 (323 days) · RIA to affiliated broker-dealer or bank
Schwab Wealth Advisory, Inc. to Td Ameritrade Investment Management, LLC
left Mar 29, 2018, registered Apr 18, 2018 (20 days) · Other
Rooted Financial Planning to Schwab Wealth Advisory, Inc.
left Aug 22, 2016, registered Sep 12, 2016 (21 days) · Other
Transamerica Financial Advisors, LLC to Rooted Financial Planning
left Dec 26, 2015, registered Jan 20, 2016 (25 days) · Other
Valic Financial Advisors, Inc. to Transamerica Financial Advisors, LLC
left May 7, 2015, registered May 5, 2015 (-2 days) · Other
Rogers Wealth Group, Inc. to Valic Financial Advisors, Inc.
left Mar 3, 2015, registered Aug 25, 2014 (-190 days) · Other

Signals

Austin Harold Lewis left Assetmark, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-07-06)
Jul 10, 2026 · Advisor changed firm · fact
Austin Harold Lewis left Vanguard Advisers, Inc. for Assetmark, Inc. (registered 2025-07-22)
Jul 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address