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Advisor at RBC ROCHDALE, LLC
LAKE MARY, FL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC ROCHDALE, LLC | Bd affiliated wealth | Jun 4, 2025 | n/a | yes | NEW YORK, NY|LAKE MARY, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 8, 2005 | Aug 30, 2005 | no | CORONA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RBC ROCHDALE, LLC | Aug 30, 2005 | Jun 4, 2025 | 7,218 | Firm change after gap | Ibd to ibd |