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C••••••••• G•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C••••••••• G•••• R•••••

Advisor at R•••••••• A•••••••• L••

ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:73ff9ab0-85b3-658e-a807-f037e0bebca6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••••••• L••	Independent wealth	Sep 12, 2025	n/a	yes	ENGLEWOOD, CO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Feb 13, 2020	Dec 23, 2025	no	Englewood, CO\|Greenwood, CO\|Englewood, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	R•••••••• A•••••••• L••	Dec 23, 2025	Sep 12, 2025	-102	Firm change after gap	Ibd to new firm
R•••••••• F••••••••• L••	A• W••••• M••••••••• L••	Aug 7, 2020	Feb 13, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:334233:CO:2025-12-23	Dec 23, 2025	Sep 12, 2025	ENGLEWOOD, CO	Firm change after gap
148526:282580:CO:2020-08-07	Aug 7, 2020	Feb 13, 2020	GREENWOOD VILLAGE, CO	Firm change after gap

Relationships

Registered with (3)

→ R•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2020 to Dec 23, 2025factForm ADV
→ R•••••••• F••••••••• L••Registered adviserregistration: previous registration
Dec 27, 2018 to Aug 7, 2020factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
C••••••••• G•••• R••••• left A• W••••• M••••••••• L•• for R•••••••• A•••••••• L•• (registered 2025-09-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73ff9ab0-85b3-658e-a807-f037e0bebca6
First observed: Dec 27, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.