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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

LAURA NOEL WOODS

Advisor at CETERA INVESTMENT ADVISERS LLC

Lutz, FL

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Search this name across graphsid dfx:ria:74017c57-a98d-550b-816e-dbd4919c2b75

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 8, 1996
First registration: Mar 3, 2004
Dual registered: yes, broker-dealer
Other names: LAURA NOEL KATHARY|LAURA NOEL KATHARY
IAPD individual key: 2710659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 4, 2026	n/a	yes	Lutz, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 4, 2026	n/a	yes	Lutz, FL	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 8, 2010	n/a	yes	Lutz, FL	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 8, 2010	Sep 14, 2026	no	Lutz, FL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 22, 2010	Sep 13, 2010	no	TAMPA, FL	Previous registration
Spc	Bd affiliated wealth	Mar 22, 2007	Jun 4, 2010	no	WESLEY CHAPEL, FL	Previous registration
Spc	Bd affiliated wealth	Mar 22, 2007	Jun 4, 2010	no	WESLEY CHAPEL, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Jan 17, 2007	Mar 13, 2007	no	WESLEY CHAPEL, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Jan 17, 2007	Mar 13, 2007	no	WESLEY CHAPEL, FL	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Mar 3, 2004	Dec 31, 2006	no	WESLEY CHAPEL, FL\|WESLEY CHAPEL, FL\|OVERLAND PARK, KS\|TAMPA, FL	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Mar 3, 2004	Dec 31, 2006	no	WESLEY CHAPEL, FL\|WESLEY CHAPEL, FL\|OVERLAND PARK, KS\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	CETERA INVESTMENT ADVISERS LLC	Sep 14, 2026	Sep 4, 2026	-10	Firm change	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	COMMONWEALTH FINANCIAL NETWORK	Sep 13, 2010	Sep 8, 2010	-5	Firm change	Other
Spc	NEW ENGLAND SECURITIES CORPORATION	Jun 4, 2010	Jun 22, 2010	18	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	Spc	Mar 13, 2007	Mar 22, 2007	9	Firm change	Other
VSR ADVISORY SERVICES	INVESTACORP ADVISORY SERVICES INC	Dec 31, 2006	Jan 17, 2007	17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:105644:FL:2026-09-14	Sep 14, 2026	Sep 4, 2026	LUTZ, FL	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Sep 8, 2010 to presentfactForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 22, 2010 to Sep 13, 2010factForm ADV
→ SPCRegistered adviserregistration: previous registration
Mar 22, 2007 to Jun 4, 2010factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jan 17, 2007 to Mar 13, 2007factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 3, 2004 to Dec 31, 2006factForm ADV

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
Laura Noel Woods left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-04)
Form ADVobserved 5 days ago