DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laura Noel Woods
Certified Financial Planner
Feed of 09/15/2026
Also filed as Laura Noel Kathary
At current firm
0 y
since Sep 4, 2026
In the industry
29 y
since Oct 8, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 4, 2026 · Lutz, Fl
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 4, 2026 · Lutz, Fl
- Commonwealth Financial Network national BD currentsince Sep 8, 2010 · Lutz, Fl
- Commonwealth Financial Network national BDSep 8, 2010 to Sep 14, 2026 · Lutz, Fl
- New England Securities Corporation formerJun 22, 2010 to Sep 13, 2010 · Tampa, Fl
- Spc BD affiliatedMar 22, 2007 to Jun 4, 2010 · Wesley Chapel, Fl
- Spc BD affiliatedMar 22, 2007 to Jun 4, 2010 · Wesley Chapel, Fl
- Investacorp Advisory Services Inc formerJan 17, 2007 to Mar 13, 2007 · Wesley Chapel, Fl
- Investacorp Advisory Services Inc formerJan 17, 2007 to Mar 13, 2007 · Wesley Chapel, Fl
- Vsr Advisory Services formerMar 3, 2004 to Dec 31, 2006 · Wesley Chapel, Fl
- Vsr Advisory Services formerMar 3, 2004 to Dec 31, 2006 · Wesley Chapel, Fl
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Cetera Investment Advisers LLCleft Sep 14, 2026, registered Sep 4, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- New England Securities Corporation to Commonwealth Financial Networkleft Sep 13, 2010, registered Sep 8, 2010 (-5 days) · Other
- Spc to New England Securities Corporationleft Jun 4, 2010, registered Jun 22, 2010 (18 days) · Other
- Investacorp Advisory Services Inc to Spcleft Mar 13, 2007, registered Mar 22, 2007 (9 days) · Other
- Vsr Advisory Services to Investacorp Advisory Services Incleft Dec 31, 2006, registered Jan 17, 2007 (17 days) · Other
Signals
- Laura Noel Woods left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-04)Sep 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address