S••••• G••••

Advisor at A•••• W••••• A•••••••

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74023b24-312e-b992-05a0-ba4d445e5c88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••	Independent wealth	Mar 22, 2023	n/a	yes	BELLEVUE, WA	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 30, 2022	Feb 22, 2023	no	CHICAGO, IL\|Bellevue, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	A•••• W••••• A•••••••	Feb 22, 2023	Mar 22, 2023	28	Firm change	Ibd to RIA
H••••••• P•••••• W••••• M•••••••••	H•••••••• A•••••••• L••	Oct 25, 2022	Sep 30, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
109532:145323:WA:2022-10-25	Oct 25, 2022	Sep 30, 2022	BELLEVUE, WA	Firm change

Relationships

Registered with (5)

→ A•••• W••••• A•••••••Registered adviserregistration: current employment
Mar 22, 2023 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2022 to Feb 22, 2023factForm ADV
→ H••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 14, 2021 to Oct 25, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74023b24-312e-b992-05a0-ba4d445e5c88
First observed: Nov 14, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.