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Advisor at ROHR CAPITAL MANAGEMENT
PARKERSBURG, WV | Ripley, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROHR CAPITAL MANAGEMENT | State registered | Dec 26, 2018 | n/a | yes | PARKERSBURG, WV|Ripley, WV | Current employment |
| LAZARI CAPITAL MANAGEMENT, INC. | Independent wealth | Oct 12, 2018 | Apr 12, 2019 | no | PARKERSBURG, WV|BURBANK, CA | Previous registration |
| KINGSWOOD WEALTH ADVISORS, LLC | Bd affiliated wealth | Aug 16, 2017 | Sep 28, 2018 | no | Parkersburg, WV|SAN DIEGO, CA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 6, 2014 | Jul 26, 2017 | no | CHARLOTTE, NC|PARKERSBURG, WV|PARKERSBURG, WV|RIPLEY, WV|VIENNA, WV|RAVENSWOOD, WV|HUNTINGTON, WV|CHARLOTTE, NC|CHARLOTTE, NC|PRINCETON, WV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 13, 2013 | Feb 18, 2014 | no | PARKERSBURG, WV|MARIETTA, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAZARI CAPITAL MANAGEMENT, INC. | ROHR CAPITAL MANAGEMENT | Apr 12, 2019 | Dec 26, 2018 | -107 | Firm change after gap | RIA to state RIA |
| KINGSWOOD WEALTH ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | Sep 28, 2018 | Oct 12, 2018 | 14 | Firm change | RIA to RIA |
| BB&T INVESTMENT SERVICES, INC. | KINGSWOOD WEALTH ADVISORS, LLC | Jul 26, 2017 | Aug 16, 2017 | 21 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BB&T INVESTMENT SERVICES, INC. | Feb 18, 2014 | Mar 6, 2014 | 16 | Firm change | Ibd to new firm |