DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••• M••••••••• S•••••••• I•••
LA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••• M••••••••• S•••••••• I••• | Independent wealth | Jan 2, 2025 | n/a | yes | LA MESA, CA | Current employment |
| S••• C•••••• M••••••••• | n/a | Feb 7, 2011 | Dec 31, 2011 | no | LADERA RANCH, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••• C•••••• M••••••••• | T•••• M••••••••• S•••••••• I••• | Dec 31, 2011 | Jan 2, 2025 | 4,751 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | S••• C•••••• M••••••••• | Jan 6, 2009 | Jan 12, 2009 |
| S••• C•••••• M••••••••• | n/a | Jan 12, 2009 | Dec 31, 2010 | no | LADERA RANCH, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 13, 2001 | Jan 6, 2009 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| 6 |
| Firm change |
| Other |