DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SUCCESSION FINANCIAL, INC

SUCCESSION FINANCIAL, INC., CRD 336434

MCKINNEY, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74194766-2016-bd6e-caee-4d1a95f073a3

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2025 to Sep 10, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $210MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $210MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $70.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 174
Individual clients: 111
High net worth clients: 62
Custody, client assets: $146M
SEC number: 801-133743
CRD: 336434
Filings on the tape: 6
First filed: Jun 30, 2025
Latest filed: Sep 10, 2026
Organised: Corporation, TX
Website: succession-financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC EDWARD WOLFE	Certified Financial Planner\|Chartered Financial Consultant	MCKINNEY, TX	1	30	2	no
BARBARA J BRIDGMAN	n/a	MCKINNEY, TX \| Crystal Lake, IL	1	11	1	no
Clark Douglas Buchanan	Certified Financial Planner	MCKINNEY, TX	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIDGMAN, BARBARA, J	DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Sep 10, 2026	Sep 10, 2026
WOLFE, ERIC, EDWARD	MANAGING PRINCIPAL	D	yes	10/2018	Sep 10, 2026	Sep 10, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 2

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$210M	$210M	6	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$210M	n/a	n/a	n/a	n/a	6	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSTAR ADVISORS, LLC	2	Feb 3, 2026	Jun 30, 2025	MCKINNEY, TX	Team lift out	RIA to RIA	18.2%

Relationships

Controls (2)

← BRIDGMAN, BARBARA, JOwnerDIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 10, 2026 to presentfactForm ADV
← WOLFE, ERIC, EDWARDOwnerMANAGING PRINCIPAL, ownership code D, individual
Sep 10, 2026 to presentfactForm ADV

Registered with (3)

← Clark Douglas BuchananAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← BARBARA J BRIDGMANAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← ERIC EDWARD WOLFEAdvisorregistration: current employment
Jun 27, 2025 to presentfactForm ADV

Moved with (1)

← WEALTHSTAR ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Feb 3, 2026 to Jun 30, 2025factForm ADV

Dated events

Occurred
Feb 3, 2026
Team lift-out
2 advisors left Wealthstar Advisors, LLC (Plano, TX) for Succession Financial, Inc on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74194766-2016-bd6e-caee-4d1a95f073a3
First observed: Jun 30, 2025
Last observed: Sep 10, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUCCESSION FINANCIAL, INC

SUCCESSION FINANCIAL, INC., CRD 336434

MCKINNEY, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74194766-2016-bd6e-caee-4d1a95f073a3

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC EDWARD WOLFE

Certified Financial Planner|Chartered Financial Consultant

MCKINNEY, TX

BARBARA J BRIDGMAN

n/a

MCKINNEY, TX | Crystal Lake, IL

Clark Douglas Buchanan

Certified Financial Planner

MCKINNEY, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIDGMAN, BARBARA, J

DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER

yes

03/2023

Sep 10, 2026

WOLFE, ERIC, EDWARD

MANAGING PRINCIPAL

yes

10/2018

Sep 10, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$210M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$210M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSTAR ADVISORS, LLC

Feb 3, 2026

Jun 30, 2025

MCKINNEY, TX

Team lift out

RIA to RIA

18.2%