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C•••• D•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••• D•••••• B•••••••

Advisor at S••••••••• F••••••••• I••

MCKINNEY, TX

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Search this name across graphsid dfx:ria:b7228e15-91ac-1242-6a58-a4a69df7bf1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F••••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F••••••••• I••	Independent wealth	Aug 24, 2026	n/a	yes	MCKINNEY, TX	Current employment
M•••• L••• • W•••••• L••	Independent wealth	Sep 5, 2023	Aug 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• L••• • W•••••• L••	S••••••••• F••••••••• I••	Aug 28, 2026	Aug 24, 2026	-4	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• F••••••••• I••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ M•••• L••• • W•••••• L••Registered adviserregistration: previous registration
Sep 5, 2023 to Aug 28, 2026factForm ADV

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
C•••• D•••••• B••••••• left M•••• L••• • W•••••• L•• for S••••••••• F••••••••• I•• (registered 2026-08-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7228e15-91ac-1242-6a58-a4a69df7bf1c
First observed: Sep 5, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.