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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Janet Ann Wulf

Advisor at ALLY INVEST ADVISORS

CHARLOTTE, NC | Sumner, IA

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Search this name across graphsid dfx:ria:741aa81b-40af-ec26-dcf9-77c075b8ecf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLY INVEST ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 25, 2003
First registration: Dec 5, 2006
Dual registered: yes, broker-dealer
Other names: JANET ANN NORTHROP|JANET ANN ROCHFORD
IAPD individual key: 4650810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLY INVEST ADVISORS	Independent wealth	Nov 30, 2021	n/a	yes	CHARLOTTE, NC\|Sumner, IA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 18, 2016	Nov 13, 2020	no	CEDAR FALLS, IA\|Glendale, CO\|SUMNER, IA	Previous registration
ACCEL WEALTH MANAGEMENT	Former SEC adviser	Jun 30, 2016	Sep 26, 2016	no	CEDAR FALLS, IA	Previous registration
RDA FINANCIAL NETWORK	Independent wealth	Feb 16, 2010	Sep 30, 2016	no	CEDAR FALLS, IA	Previous registration
NETWORTH ADVISORS	Former SEC adviser	Jun 9, 2009	Mar 29, 2012	no	WATERLOO, IA	Previous registration
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 2, 2009	Mar 3, 2010	no	WATERLOO, IA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 7, 2009	Feb 12, 2010	no	WATERLOO, IA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Dec 5, 2006	Oct 20, 2008	no	WAVERLY, IA\|CEDAR FALLS, IA\|WAVERLY, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	ALLY INVEST ADVISORS	Nov 13, 2020	Nov 30, 2021	382	Firm change	Ibd to RIA
RDA FINANCIAL NETWORK	ACCEL WEALTH MANAGEMENT	Sep 30, 2016	Jun 30, 2016	-92	Firm change after gap	Other
ACCEL WEALTH MANAGEMENT	ADVICE AND PLANNING SERVICES	Sep 26, 2016	Oct 18, 2016	22	Firm change	Other
NETWORTH ADVISORS	RDA FINANCIAL NETWORK	Mar 29, 2012	Feb 16, 2010	-772	Firm change after gap	Other
ADVANTAGE INVESTMENT MANAGEMENT, LLC	NETWORTH ADVISORS	Mar 3, 2010	Jun 9, 2009	-267	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Feb 12, 2010	Jun 2, 2009	-255	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Oct 20, 2008	May 7, 2009	199	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147309:284214:IA:2016-09-30	Sep 30, 2016	Jun 30, 2016	CEDAR FALLS, IA	Firm change after gap

Relationships

Registered with (8)

→ ALLY INVEST ADVISORSRegistered adviserregistration: current employment
Nov 30, 2021 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 18, 2016 to Nov 13, 2020factForm ADV
→ RDA FINANCIAL NETWORKRegistered adviserregistration: previous registration
Feb 16, 2010 to Sep 30, 2016factForm ADV
→ ACCEL WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 30, 2016 to Sep 26, 2016factForm ADV
→ NETWORTH ADVISORSRegistered adviserregistration: previous registration
Jun 9, 2009 to Mar 29, 2012factForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 2, 2009 to Mar 3, 2010factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 7, 2009 to Feb 12, 2010factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Dec 5, 2006 to Oct 20, 2008factForm ADV

Dated events

No dated event names this entity yet.