DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RDA FINANCIAL NETWORK

RDA FINANCIAL NETWORK, INC., CRD 147309

AKRON, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2905f6ee-a7e6-11bb-375f-0af608d98a7c

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 5
On other graphs: 0
Observed: Mar 20, 2012 to Jul 15, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $675MItem 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $675M
Private client RAUM: $668MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $39.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 17
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 1,522
Individual clients: 1,488
High net worth clients: 26
Custody, client assets: $2.3M
SEC number: 801-69651
CRD: 147309
Filings on the tape: 47
First filed: Mar 20, 2012
Latest filed: Jul 15, 2026
Organised: Corporation, IA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN WAYNE ARTHUR	Chartered Financial Consultant	Coralville, IA	18	44	5	no
CHRISTOPHER WAYNE ARTHUR	n/a	Coralville, IA	18	19	1	yes
DUANE M ROTH	n/a	O'FALLON, IL	18	43	1	yes
MICHAEL WILLMAR FORBROOK	n/a	Stockton, IL	18	41	2	no
MICHAEL ANNE BRANNEN	n/a	WEST CHESTER, OH	18	30	1	yes
MICHAEL ELLIS LASOVAGE	n/a	Hilton Head, SC	17	56	1	no
CHAD DAVID ERICSON	n/a	AKRON, IA	15	26	1	yes
RICHARD J. RYAN	n/a	MASON CITY, IA \| Cedar Falls, IA	15	21	n/a	no
THOMAS HALE MCBRIDE	Certified Financial Planner	Des Moines, IA	14	46	3	no
DALE ALLAN DOBNICKER	n/a	LIBERTY TWNSHP, OH	12	12	n/a	no
ROBERT A LASOVAGE	Chartered Financial Analyst	Birmingham, MI	9	16	n/a	no
GREGORY GIFFORD GILES	n/a	SIOUX CITY, IA \| AKRON, IA	9	25	1	yes
BRIAN DANIEL PARKER	Chartered Financial Consultant	COVINGTON, LA	7	41	4	no
ROBERT T REIDELBERGER	n/a	O'Fallon, IL	7	13	2	yes
Samuel M Chadick	n/a	Overland Park, KS	5	12	n/a	yes
MATTHEW LEWIS GLENN	n/a	AKRON, IA \| Cedar Falls, IA	4	16	n/a	no
JACOB CHRISTOPHER CHADICK	n/a	OVERLAND PARK, KS	1	12	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERICSON, CHAD, DAVID	PRESIDENT/CISO	E	yes	01/2021	Mar 25, 2020	May 20, 2024
BRANNEN, MICHAEL, ANNE	CHIEF COMPLIANCE OFFICER	Na	no	10/2020	Oct 22, 2020	May 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
O'FALLON	IL	United States	6	yes
OVERLAND PARK	Ks	United States	6	yes
CEDAR FALLS	Ia	United States	2	yes
DES MOINES	Ia	United States	2	yes
MASON CITY	Ia	United States	1	yes
SIOUX CITY	Ia	United States	1	yes
CAROL STREAM	IL	United States	1	yes
Covington	La	United States	1	no
Spicer	Mn	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$675M	$675M	17	17	15	n/a	n/a
2024	Mar 31, 2025	$579M	$579M	18	18	16	n/a	n/a
2023	Mar 29, 2024	$494M	$494M	18	18	16	n/a	n/a
2022	Mar 31, 2023	$439M	$439M	18	18	16	n/a	n/a
2021	Mar 31, 2022	$493M	$493M	18	18	12	n/a	n/a
2020	Apr 1, 2021	$450M	$448M	18	18	11	n/a	n/a
2019	Mar 25, 2020	$510M	$509M	21	21	15	n/a	n/a
2018	Mar 28, 2019	$469M	$467M	32	23	19	n/a	n/a
2017	Mar 29, 2018	$588M	$588M	32	23	16	n/a	n/a
2016	Jan 30, 2017	$382M	$375M	32	23	n/a	n/a	n/a
2015	Apr 1, 2016	$460M	$452M	46	37	n/a	n/a	n/a
2014	Mar 31, 2015	$648M	$640M	46	37	n/a	n/a	n/a
2013	Mar 25, 2014	$568M	$562M	46	37	n/a	n/a	n/a
2012	Apr 3, 2013	$238M	$220M	40	37	n/a	n/a	n/a
2011	Mar 20, 2012	$583M	$357M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$675M	$579M	16.7%	$439M	15.4%	17	18	16	16

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STRATEGIC ASSET MANAGEMENT LLC.	2	Oct 5, 2020	Jan 4, 2021	CORALVILLE, IA	Team lift out	RIA to RIA	10.0%
ACCEL WEALTH MANAGEMENT	3	Sep 30, 2016	Jun 30, 2016	CEDAR FALLS, IA	Team lift out	Other	15.0%

Relationships

Registered with (34)

← JACOB CHRISTOPHER CHADICKAdvisorregistration: previous registration
Jul 13, 2015 to Mar 9, 2018factForm ADV
← MATTHEW LEWIS GLENNAdvisorregistration: current employment
Jun 29, 2022 to presentfactForm ADV
← Samuel M ChadickAdvisorregistration: current employment
Nov 24, 2020 to presentfactForm ADV
← ROBERT T REIDELBERGERAdvisorregistration: current employment
Aug 6, 2019 to presentfactForm ADV
← BRIAN DANIEL PARKERAdvisorregistration: current employment
Sep 20, 2018 to presentfactForm ADV
← GREGORY GIFFORD GILESAdvisorregistration: current employment
Jun 9, 2017 to presentfactForm ADV
← ROBERT A LASOVAGEAdvisorregistration: current employment
Dec 23, 2016 to presentfactForm ADV
← DALE ALLAN DOBNICKERAdvisorregistration: current employment
Jul 30, 2014 to presentfactForm ADV
← THOMAS HALE MCBRIDEAdvisorregistration: current employment
Oct 7, 2011 to presentfactForm ADV
← RICHARD J. RYANAdvisorregistration: current employment
Mar 16, 2011 to presentfactForm ADV
← CHAD DAVID ERICSONAdvisorregistration: current employment
Feb 11, 2011 to presentfactForm ADV
← MICHAEL ELLIS LASOVAGEAdvisorregistration: current employment
Oct 2, 2008 to presentfactForm ADV
← MICHAEL ANNE BRANNENAdvisorregistration: current employment
Aug 26, 2008 to presentfactForm ADV
← DUANE M ROTHAdvisorregistration: current employment
May 21, 2008 to presentfactForm ADV
← MICHAEL WILLMAR FORBROOKAdvisorregistration: current employment
May 21, 2008 to presentfactForm ADV
← JOHN WAYNE ARTHURAdvisorregistration: current employment
May 19, 2008 to presentfactForm ADV
← CHRISTOPHER WAYNE ARTHURAdvisorregistration: current employment
May 19, 2008 to presentfactForm ADV
← DEVORY ALICIA FISCHERAdvisorregistration: previous registration
Nov 30, 2017 to Jan 3, 2025factForm ADV
← AUSTIN D. HOAGAdvisorregistration: previous registration
Jan 3, 2018 to Aug 4, 2022factForm ADV
← David J WilleumierAdvisorregistration: previous registration
Jun 17, 2010 to Mar 10, 2021factForm ADV
← DAVID LESTER DARNERAdvisorregistration: previous registration
Jan 26, 2011 to Nov 20, 2020factForm ADV
← Susan Marshall MimsAdvisorregistration: previous registration
Sep 3, 2010 to Oct 5, 2020factForm ADV
← MONICA RAE MIMSAdvisorregistration: previous registration
Jan 7, 2020 to Oct 5, 2020factForm ADV
← WADE MICHAEL JOHNSONAdvisorregistration: previous registration
Oct 3, 2017 to Aug 29, 2019factForm ADV
← CHAWN FRANCIS HONKOMPAdvisorregistration: previous registration
Feb 23, 2018 to Jul 10, 2019factForm ADV
← JASON WAYNE SHAWAdvisorregistration: previous registration
Feb 22, 2012 to Dec 6, 2017factForm ADV
← NATHAN ANDREW LOVIKAdvisorregistration: previous registration
Mar 5, 2013 to Oct 3, 2017factForm ADV
← BRADLEY JOSEPH BOBBAdvisorregistration: previous registration
Jan 2, 2009 to Jul 7, 2017factForm ADV
← STACIE LYNN BRASSAdvisorregistration: previous registration
Feb 16, 2010 to Sep 30, 2016factForm ADV
← SCOTT ALAN DURSCHERAdvisorregistration: previous registration
Oct 1, 2008 to Sep 30, 2016factForm ADV
and 4 more

Owns (1)

← BRANNEN, MICHAEL, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 22, 2020 to May 20, 2024factForm ADV

Controls (1)

← ERICSON, CHAD, DAVIDOwnerPRESIDENT/CISO, ownership code E, individual
Mar 25, 2020 to May 20, 2024factForm ADV

Moved with (2)

→ STRATEGIC ASSET MANAGEMENT LLC.Registered adviser2 advisors, team lift out, same day
Oct 5, 2020 to Jan 4, 2021factForm ADV
→ ACCEL WEALTH MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Sep 30, 2016 to Jun 30, 2016factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 3, 2025
Advisor changed firm
Devory Alicia Fischer left Rda Financial Network for Cetera Investment Advisers Llc (registered 2025-02-04)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2022
Advisor changed firm
Austin D. Hoag left Rda Financial Network for Fidelity Personal And Workplace Advisors (registered 2022-09-30)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Rda Financial Network reported RAUM $587.9M, up 54% from $381.7M (2017-08-10 to 2018-03-29)
Form ADVobserved 4 days ago
$206M

Show 2 bookkeeping events

Occurred
Apr 1, 2021
Rda Financial Network reported 18 state-registered advisory representatives, up from 6 (2020-10-28 to 2021-04-01)
Occurred
Mar 25, 2020
Rda Financial Network reported 6 state-registered advisory representatives, down from 16 (2019-07-10 to 2020-03-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2905f6ee-a7e6-11bb-375f-0af608d98a7c
First observed: Mar 20, 2012
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RDA FINANCIAL NETWORK

RDA FINANCIAL NETWORK, INC., CRD 147309

AKRON, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2905f6ee-a7e6-11bb-375f-0af608d98a7c

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN WAYNE ARTHUR

Chartered Financial Consultant

Coralville, IA

CHRISTOPHER WAYNE ARTHUR

n/a

Coralville, IA

yes

DUANE M ROTH

n/a

O'FALLON, IL

yes

MICHAEL WILLMAR FORBROOK

n/a

Stockton, IL

MICHAEL ANNE BRANNEN

n/a

WEST CHESTER, OH

yes

MICHAEL ELLIS LASOVAGE

n/a

Hilton Head, SC

CHAD DAVID ERICSON

n/a

AKRON, IA

yes

RICHARD J. RYAN

n/a

MASON CITY, IA | Cedar Falls, IA

n/a

THOMAS HALE MCBRIDE

Certified Financial Planner

Des Moines, IA

DALE ALLAN DOBNICKER

n/a

LIBERTY TWNSHP, OH

n/a

ROBERT A LASOVAGE

Chartered Financial Analyst

Birmingham, MI

n/a

GREGORY GIFFORD GILES

n/a

SIOUX CITY, IA | AKRON, IA

yes

BRIAN DANIEL PARKER

Chartered Financial Consultant

COVINGTON, LA

ROBERT T REIDELBERGER

n/a

O'Fallon, IL

yes

Samuel M Chadick

n/a

Overland Park, KS

n/a

yes

MATTHEW LEWIS GLENN

n/a

AKRON, IA | Cedar Falls, IA

n/a

JACOB CHRISTOPHER CHADICK

n/a

OVERLAND PARK, KS

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERICSON, CHAD, DAVID

PRESIDENT/CISO

yes

01/2021

Mar 25, 2020

May 20, 2024

BRANNEN, MICHAEL, ANNE

CHIEF COMPLIANCE OFFICER

10/2020

Oct 22, 2020

May 20, 2024

City

State

Country

Employees

Also broker-dealer

O'FALLON

United States

yes

OVERLAND PARK

United States

yes

CEDAR FALLS

United States

yes

DES MOINES

United States

yes

MASON CITY

United States

yes

SIOUX CITY

United States

yes

CAROL STREAM

United States

yes

Covington

United States

Spicer

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$675M

n/a

2024

Mar 31, 2025

$579M

n/a

2023

Mar 29, 2024

$494M

n/a

2022

Mar 31, 2023

$439M

n/a

2021

Mar 31, 2022

$493M

n/a

2020

Apr 1, 2021

$450M

$448M

n/a

2019

Mar 25, 2020

$510M

$509M

n/a

2018

Mar 28, 2019

$469M

$467M

n/a

2017

Mar 29, 2018

$588M

n/a

2016

Jan 30, 2017

$382M

$375M

n/a

2015

Apr 1, 2016

$460M

$452M

n/a

2014

Mar 31, 2015

$648M

$640M

n/a

2013

Mar 25, 2014

$568M

$562M

n/a

2012

Apr 3, 2013

$238M

$220M

n/a

2011

Mar 20, 2012

$583M

$357M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$675M

$579M

16.7%

$439M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STRATEGIC ASSET MANAGEMENT LLC.

Oct 5, 2020

Jan 4, 2021

CORALVILLE, IA

Team lift out

RIA to RIA

10.0%

ACCEL WEALTH MANAGEMENT

Sep 30, 2016

Jun 30, 2016

CEDAR FALLS, IA

Team lift out

Other

15.0%