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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JOHN JOSEPH STANTON

Advisor at PNC WEALTH MANAGEMENT

Henderson, NC | RALEIGH, NC | Raleigh, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 13, 2006
First registration: Jan 17, 2006
Dual registered: yes, broker-dealer
Other names: JOHN STANTON|JOHN J STANTON III|JOHN JOSEPH STANTON III|JOHN JOSEPH STANTON
IAPD individual key: 5049212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 26, 2024	n/a	yes	RALEIGH, NC\|Raleigh, NC\|Henderson, NC\|RALEIGH, NC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 19, 2022	Mar 6, 2024	no	KISSIMMEE, FL\|ORLANDO, FL\|WINTER GARDEN, FL\|ORLANDO, FL\|LAKE MARY, FL\|ORLANDO, FL\|CLERMONT, FL	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 17, 2015	May 24, 2022	no	FERN PARK, FL\|ORLANDO, FL\|Orlando, FL\|Kissimmee, FL\|Saint Cloud, FL\|ORLANDO, FL\|WINTER GARDEN, FL\|ORLANDO, FL\|ORLANDO, FL\|LAKE MARY, FL\|Clermont, FL\|WINTER GARDEN, FL\|WAVERLY, IA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 22, 2014	Jul 13, 2015	no	MANCHESTER, NH\|NORTH READING, MA\|READING, MA\|SAUGUS, MA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 22, 2012	Sep 4, 2014	no	ORLANDO, FL\|NEW SMYRNA BEACH, FL\|PORT ORANGE, FL\|PORT ORANGE, FL\|PORT ORANGE, FL\|DAYTONA BEACH, FL\|PORT ST. LUCIE, FL\|MELBORNE, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Jan 5, 2011	no	PALM BAY, FL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Sep 22, 2008	Nov 13, 2009	no	PALM BAY, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 17, 2006	May 25, 2007	no	MELBOURNE, FL\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Mar 6, 2024	Feb 26, 2024	-9	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 24, 2022	May 19, 2022	-5	Bulk transfer	Ibd to RIA
CITIZENS SECURITIES, INC.	CUNA BROKERAGE SERVICES, INC.	Jul 13, 2015	Nov 17, 2015	127	Firm change	Other
PNC WEALTH MANAGEMENT	CITIZENS SECURITIES, INC.	Sep 4, 2014	Oct 22, 2014	48	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	NATCITY INVESTMENTS, INC.	May 25, 2007	Sep 22, 2008	486	Firm change after gap	Other

Relationships

Registered with (6)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 22, 2012 to Sep 4, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 19, 2022 to Mar 6, 2024factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 17, 2015 to May 24, 2022factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 22, 2014 to Jul 13, 2015factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 22, 2008 to Nov 13, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 17, 2006 to May 25, 2007factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
John Joseph Stanton left Lpl Financial Llc for Pnc Wealth Management (registered 2024-02-26)
Form ADVobserved 5 days ago