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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

Giancarlo Conti

Advisor at CALAMOS ADVISORS LLC

New York, NY

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Search this name across graphsid dfx:ria:7428efc3-a6c9-a575-1fef-410af1d8bb26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALAMOS ADVISORS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: May 27, 2011
First registration: Jan 30, 2012
Dual registered: yes, broker-dealer
Other names: GIANNI CONTI|JOHN CONTI
IAPD individual key: 5391725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALAMOS ADVISORS LLC	Asset manager	May 17, 2024	n/a	yes	New York, NY	Current employment
PGIM INVESTMENTS LLC	Asset manager	Sep 7, 2021	Feb 5, 2026	no	Newark, NJ	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	Mar 2, 2016	Sep 16, 2019	no	CHICAGO, IL\|BRANCHBURG, NJ\|CHICAGO, IL	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Jan 30, 2012	Feb 16, 2016	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PGIM INVESTMENTS LLC	CALAMOS ADVISORS LLC	Feb 5, 2026	May 17, 2024	-629	Firm change after gap	Other
BMO ASSET MANAGEMENT CORP.	PGIM INVESTMENTS LLC	Sep 16, 2019	Sep 7, 2021	722	Firm change after gap	Other
NEUBERGER BERMAN BD LLC	BMO ASSET MANAGEMENT CORP.	Feb 16, 2016	Mar 2, 2016	15	Firm change	Other

Relationships

Registered with (4)

→ CALAMOS ADVISORS LLCRegistered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Sep 7, 2021 to Feb 5, 2026factForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Mar 2, 2016 to Sep 16, 2019factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Jan 30, 2012 to Feb 16, 2016factForm ADV

Dated events

Occurred
Feb 5, 2026
Advisor changed firm
Giancarlo Conti left Pgim Investments Llc for Calamos Advisors Llc (registered 2024-05-17)
Form ADVobserved 6 days ago