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F•••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••• F••••••••

F•••••• F••••••••, INC., CRD 128067

NEW YORK, NY

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Search this name across graphsid dfx:ria:742b0806-453a-b5c3-1258-14331cb9c812

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: May 15, 2012 to Mar 10, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $803MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $741M
Private client RAUM: $803MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• A• F••••••	Certified Financial Planner	NEW YORK, NY	5	23	2	no
A•••• R••••••	Certified Financial Planner	NEW YORK, NY	5	19

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• S••••• A•	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	07/2003	May 15, 2012	Jul 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$803M	$680M	18.1%	$419M	24.2%	14	13	0	0

Relationships

Registered with (14)

← M•••••• A• G•••••Advisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← D••••• J••••• S••••Advisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← M•••••• J••• H•••••••Advisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← B••••• A•••• S••••

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
F•••••• F•••••••• reported RAUM $680.3M, up 33% from $509.7M (2024-07-09 to 2025-03-28)
Form ADVobserved 6 days ago
$171M
Occurred
Jan 17, 2024
Advisor changed firm
Peter Vilim left F•••••• F•••••••• for Scs Capital Management Llc (registered 2024-02-14)
Form ADVobserved 6 days ago
Occurred
Aug 9, 2022
Advisor changed firm
Davon Barrett left F•••••• F•••••••• for J.P. Morgan Securities Llc (registered 2022-07-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:742b0806-453a-b5c3-1258-14331cb9c812
First observed: May 15, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.