This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FRANCIS FINANCIAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Oct 17, 2023

First registration

Oct 17, 2023

Dual registered

no

Other names

DANNY SMITH

IAPD individual key

7818597

• Occurred

  Mar 11, 2026
  Advisor changed firm

  Daniel Joseph Smith left Lido for Francis Financial (registered 2026-04-16)

  Form ADVobserved 5 days ago
• Occurred

  Sep 15, 2025
  Advisor changed firm

  Daniel Joseph Smith left Exchange Capital Management Inc for Lido (registered 2025-07-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:69b9639e-ff9b-7c1c-abac-b73f3b8a1989

First observed

Oct 17, 2023

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.