DFX Intelligence

J•••••• C•••••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

J•••••• C•••••••• O••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Houston, TX

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Search this name across graphsid dfx:ria:742c22d9-7577-f4ee-1aa1-1eb247989416

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 1, 2023	n/a	yes	Houston, TX	Current employment
S•••••••• F•••••••• A••••••• L••	Former SEC adviser	Aug 2, 2010	Dec 1, 2023	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• A••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 1, 2023	Dec 1, 2023	0	Firm change	Other
N••••••••• S••••••••• L••	S•••••••• F•••••••• A••••••• L••	Jul 30, 2010	Aug 2, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
135603:134139:TX:2023-12-01	Dec 1, 2023	Dec 1, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ S•••••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 2, 2010 to Dec 1, 2023factForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2008 to Jul 30, 2010factForm ADV
→ 1••• C•••••• M••••••••• C••••••

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:742c22d9-7577-f4ee-1aa1-1eb247989416
First observed: Jun 7, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.