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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SYMPHONIC FINANCIAL ADVISORS LLC

CRD 135603

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15183bc4-7540-bab6-3931-fb517d54be4c

Data as of Feb 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 31
On other graphs: 0
Observed: Mar 28, 2012 to Feb 29, 2024
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $125MItem 5.F on the latest filing (2024-02-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $125M
Private client RAUM: $125MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 12Schedule D 1.F, beyond the principal office
Accounts: 1,234
Individual clients: 680
High net worth clients: 5
SEC number: 801-64456
CRD: 135603
Filings on the tape: 42
First filed: Mar 28, 2012
Latest filed: Feb 29, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CITY NATIONAL BANK	MANAGING MEMBER OF CNR HOLDINGS, LLC	E	yes	07/2012	Jul 31, 2012	Feb 29, 2024
CITY NATIONAL ROCHDALE HOLDINGS, LLC	MANAGING MEMBER	Na	yes	04/2005	Mar 25, 2014	Feb 29, 2024
HAWKESWORTH, KURT, ALEXANDER	CHIEF OPERATING OFFICER AND BOARD MEMBER	Na	yes	02/2008	Mar 28, 2012	Feb 29, 2024
Levy, Rochelle, Beth	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Nov 1, 2022	Feb 29, 2024
RBC USA HOLDCO CORPORATION	Owner	E	yes	11/2015	Nov 24, 2015	Feb 29, 2024
ROYAL BANK OF CANADA	ULTIMATE OWNER	E	yes	11/2015	Nov 24, 2015	Feb 29, 2024
NUNNELEE, MICHAEL, JOSEPH	BOARD MEMBER	Na	no	04/2019	Apr 24, 2019	Feb 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RBC CAPITAL MARKETS, LLC	n/a	National bd RIA	$310B	N	yes	n/a
CITY NATIONAL ROCHDALE, LLC	n/a	Bd affiliated wealth	$73B	N	yes	n/a
CITY NATIONAL SECURITIES, INC.	n/a	Bd affiliated wealth	$1.5B	N	yes	n/a
CITY NATIONAL BANK	n/a	n/a	n/a	Y	yes	n/a
CNR SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
SYMPHONIC INSURANCE	n/a	n/a	n/a	N	yes	n/a
SYMPHONIC SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lutherville	Md	United States	4	yes
LOS ANGELES	CA	United States	2	yes
Duluth	Mn	United States	2	yes
Rockport	TX	United States	2	yes
BEVERLY HILLS	CA	United States	1	yes
Olathe	Ks	United States	1	yes
KANSAS CITY	Mo	United States	1	yes
Houston	TX	United States	1	yes
Houston	TX	United States	1	yes
Woodlands	TX	United States	1	yes
Fitchburg	Wi	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Jan 26, 2024	$125M	$125M	4	4	12	n/a	n/a
2022	Jan 27, 2023	$133M	$133M	5	4	13	n/a	n/a
2021	Jan 29, 2022	$139M	$0	5	5	13	n/a	n/a
2020	Jan 29, 2021	$134M	$0	5	3	13	n/a	n/a
2019	Jan 31, 2020	$133M	$0	5	3	13	n/a	n/a
2018	Jan 31, 2019	$123M	$114M	6	4	12	n/a	n/a
2017	Jan 25, 2018	$132M	$126M	6	4	12	n/a	n/a
2016	Jan 18, 2017	$121M	$116M	6	4	n/a	n/a	n/a
2015	Mar 22, 2016	$126M	$123M	29	26	n/a	n/a	n/a
2014	Mar 27, 2015	$128M	$125M	32	32	n/a	n/a	n/a
2013	Mar 25, 2014	$121M	$118M	32	32	n/a	n/a	n/a
2012	Mar 28, 2013	$96.4M	$96.4M	38	38	n/a	n/a	n/a
2011	Mar 28, 2012	$161M	$147M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$125M	$133M	-6.0%	$134M	-2.1%	4	5	12	13

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Jan 19, 2024	Jan 12, 2024	NEW YORK, NY	Team lift out	Other	40.0%
SUMMIT FINANCIAL, LLC	2	Dec 20, 2023	Dec 18, 2023	LUTHERVILLE, MD	Team lift out	Other	25.0%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Dec 4, 2023	Dec 1, 2023	NEW YORK, NY	Team lift out	Other	15.4%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Dec 1, 2023	Dec 1, 2023	HOUSTON, TX	Team lift out	Other	14.3%

Relationships

Affiliated with (6)

← RBC ROCHDALE, LLCRegistered adviserother investment adviser, common control
factForm ADV
← RBC SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV
→ RBC SECURITIES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserother investment adviser, broker-dealer, trust company, LP sponsor, common control
factForm ADV
← CITY NATIONAL ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Owns (1)

← NUNNELEE, MICHAEL, JOSEPHOwnerBOARD MEMBER, ownership code NA, individual
Apr 24, 2019 to presentfactForm ADV

Controls (6)

← HAWKESWORTH, KURT, ALEXANDEROwnerCHIEF OPERATING OFFICER AND BOARD MEMBER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← Levy, Rochelle, BethOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 1, 2022 to presentfactForm ADV
← CITY NATIONAL BANKOwnerMANAGING MEMBER OF CNR HOLDINGS, LLC, ownership code E, domestic entity
Jul 31, 2012 to presentfactForm ADV
← CITY NATIONAL ROCHDALE HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code NA, foreign entity
Mar 25, 2014 to presentfactForm ADV
← RBC USA HOLDCO CORPORATIONOwnerOWNER, ownership code E, domestic entity
Nov 24, 2015 to presentfactForm ADV
← ROYAL BANK OF CANADAOwnerULTIMATE OWNER, ownership code E, foreign entity
Nov 24, 2015 to presentfactForm ADV

Registered with (27)

← DAVID MATTHEW TERRELLAdvisorregistration: previous registration
Apr 21, 2022 to May 21, 2024factForm ADV
← LARRY THOMAS OLEAAdvisorregistration: previous registration
Jun 30, 2023 to May 21, 2024factForm ADV
← SHELLY HALLAdvisorregistration: previous registration
Mar 1, 2006 to Mar 19, 2024factForm ADV
← DEAN THOMAS RUSSELLAdvisorregistration: previous registration
Oct 24, 2005 to Jan 22, 2024factForm ADV
← DAVID MICHAEL COIROAdvisorregistration: previous registration
Apr 12, 2017 to Jan 19, 2024factForm ADV
← AUDREY BIEBER DROSSNERAdvisorregistration: previous registration
Jun 27, 2008 to Dec 20, 2023factForm ADV
← JULIA RAFALKO VAUGHNAdvisorregistration: previous registration
Apr 6, 2011 to Dec 20, 2023factForm ADV
← MARGARET ROWELL ANDERSONAdvisorregistration: previous registration
May 11, 2009 to Dec 20, 2023factForm ADV
← MARY ELLEN SCHWARTZAdvisorregistration: previous registration
Jul 20, 2006 to Dec 8, 2023factForm ADV
← CRAIG STEVEN CHILCOTEAdvisorregistration: previous registration
Nov 30, 2017 to Dec 4, 2023factForm ADV
← ANGELA NICOLE RUDDOCKAdvisorregistration: previous registration
Nov 23, 2005 to Dec 4, 2023factForm ADV
← Ryan Michael JohnsonAdvisorregistration: previous registration
Jan 10, 2018 to Dec 4, 2023factForm ADV
← JASON DANIEL STAFFAdvisorregistration: previous registration
Nov 5, 2015 to Dec 4, 2023factForm ADV
← Juanita Christine OlsonAdvisorregistration: previous registration
Aug 2, 2010 to Dec 1, 2023factForm ADV
← William James HudnallAdvisorregistration: previous registration
Jan 5, 2023 to Nov 8, 2023factForm ADV
← WILLIAM GREGORY KENTONAdvisorregistration: previous registration
Dec 6, 2012 to Nov 6, 2023factForm ADV
← GARRETT RICHARD D'ALESSANDROAdvisorregistration: previous registration
Sep 9, 2005 to Oct 25, 2023factForm ADV
← TIMOTHY JOSEPH KULICKAdvisorregistration: previous registration
Sep 17, 2009 to Sep 22, 2023factForm ADV
← BRIAN D BELDHAMAdvisorregistration: previous registration
Jan 25, 2022 to May 23, 2023factForm ADV
← DAVID MARCUS BROOKINGSAdvisorregistration: previous registration
Jul 19, 2006 to Apr 30, 2020factForm ADV
← RUSSELL CLAY LINDSAYAdvisorregistration: previous registration
Feb 14, 2006 to Jun 29, 2018factForm ADV
← GARY ALEXANDER KOROLEVAdvisorregistration: previous registration
Feb 19, 2014 to Dec 2, 2014factForm ADV
← MARK DAVID FENTONAdvisorregistration: previous registration
Sep 27, 2010 to Jan 15, 2014factForm ADV
← EDWARD THOMAS KRATTYAdvisorregistration: previous registration
Nov 9, 2005 to Oct 19, 2007factForm ADV
← JOSHUA BRYAN WRIGHTAdvisorregistration: previous registration
Nov 9, 2005 to Oct 19, 2007factForm ADV
← SANDRA BRADLEY CARLSONAdvisorregistration: previous registration
Mar 10, 2006 to Aug 4, 2006factForm ADV
← BETH ANN HEARNAdvisorregistration: previous registration
Oct 3, 2005 to Apr 26, 2006factForm ADV

Moved with (2)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out
Jan 19, 2024 to Jan 12, 2024factForm ADV
→ SUMMIT FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Dec 20, 2023 to Dec 18, 2023factForm ADV

Dated events

Occurred
May 21, 2024
Advisor departed, no destination yet
David Matthew Terrell no longer registered at Symphonic Financial Advisors Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
May 21, 2024
Advisor departed, no destination yet
Larry Thomas Olea no longer registered at Symphonic Financial Advisors Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Shelly Hall left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-03-04)
Form ADVobserved 6 days ago
Occurred
Jan 22, 2024
Advisor changed firm
Dean Thomas Russell left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-01-12)
Form ADVobserved 6 days ago
Occurred
Jan 19, 2024
Team lift-out
2 advisors left Symphonic Financial Advisors LLC (New York, NY) for Cambridge Investment Research Advisors, Inc. within 3 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 19, 2024
Advisor changed firm
David Michael Coiro left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-01-12)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2023
Team lift-out
2 advisors left Symphonic Financial Advisors LLC (Lutherville, MD) for Summit Financial, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 20, 2023
Advisor changed firm
Audrey Bieber Drossner left Symphonic Financial Advisors Llc for Summit Financial, Llc (registered 2023-12-18)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Julia Rafalko Vaughn left Symphonic Financial Advisors Llc for Summit Financial, Llc (registered 2023-12-18)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Margaret Rowell Anderson left Symphonic Financial Advisors Llc for Summit Financial, Llc (registered 2023-12-18)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2023
Advisor changed firm
Mary Ellen Schwartz left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-08)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Team lift-out
2 advisors left Symphonic Financial Advisors LLC (New York, NY) for Cambridge Investment Research Advisors, Inc. on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 4, 2023
Advisor changed firm
Jason Daniel Staff left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-01)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Advisor changed firm
Craig Steven Chilcote left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-01)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Advisor changed firm
Ryan Michael Johnson left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-01)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Advisor changed firm
Angela Nicole Ruddock left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-01)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2023
Team lift-out
2 advisors left Symphonic Financial Advisors LLC (Houston, TX) for Cambridge Investment Research Advisors, Inc. within 3 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 1, 2023
Advisor changed firm
Juanita Christine Olson left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-01)
Form ADVobserved 6 days ago
Occurred
Nov 8, 2023
Advisor changed firm
William James Hudnall left Symphonic Financial Advisors Llc for Pcg Wealth Management (registered 2024-02-05)
Form ADVobserved 6 days ago
Occurred
Nov 6, 2023
Advisor changed firm
William Gregory Kenton left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-11-01)
Form ADVobserved 6 days ago
Occurred
Oct 25, 2023
Control person left
Richard Garrett Dalessandro (President, Ceo, Cio And Board Member) no longer on Schedule A of Symphonic Financial Advisors Llc (listed 2023-01-27, absent 2023-10-25)
Form ADVobserved 6 days ago
Occurred
Oct 25, 2023
Advisor changed firm
Garrett Richard D'Alessandro left Symphonic Financial Advisors Llc for Sandro Wealth Management Llc (registered 2025-01-10)
Form ADVobserved 6 days ago
Occurred
Sep 22, 2023
Advisor changed firm
Timothy Joseph Kulick left Symphonic Financial Advisors Llc for Denver Pwm, Llc (registered 2023-09-12)
Form ADVobserved 6 days ago
Occurred
May 23, 2023
Advisor changed firm
Brian D Beldham left Symphonic Financial Advisors Llc for Cetera Investment Advisers Llc (registered 2026-06-01)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2022
Control person left
Joseph Richard Barton (Vp, Chief Compliance Officer) no longer on Schedule A of Symphonic Financial Advisors Llc (listed 2022-04-06, absent 2022-11-01)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2022
Control person joined
Beth Rochelle Levy (Chief Compliance Officer) appeared on Schedule A of Symphonic Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jan 29, 2022
Control person left
Peter Donald Delano (Chief Compliance Officer) no longer on Schedule A of Symphonic Financial Advisors Llc (listed 2021-12-16, absent 2022-01-29)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2022
Control person joined
Joseph Richard Barton (Vp, Chief Compliance Officer) appeared on Schedule A of Symphonic Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person joined
Peter Donald Delano (Chief Compliance Officer) appeared on Schedule A of Symphonic Financial Advisors Llc
Form ADVobserved 6 days ago
Occurred
Apr 24, 2019
Control person left
Jay William Freeman (Board Member) no longer on Schedule A of Symphonic Financial Advisors Llc (listed 2019-02-12, absent 2019-04-24)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2019
Control person left
Steele Michael Lukaj (Chief Compliance Officer) no longer on Schedule A of Symphonic Financial Advisors Llc (listed 2019-02-12, absent 2019-04-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15183bc4-7540-bab6-3931-fb517d54be4c
First observed: Mar 28, 2012
Last observed: Feb 29, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYMPHONIC FINANCIAL ADVISORS LLC

CRD 135603

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15183bc4-7540-bab6-3931-fb517d54be4c

Data as of Feb 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CITY NATIONAL BANK

MANAGING MEMBER OF CNR HOLDINGS, LLC

yes

07/2012

Jul 31, 2012

Feb 29, 2024

CITY NATIONAL ROCHDALE HOLDINGS, LLC

MANAGING MEMBER

yes

04/2005

Mar 25, 2014

Feb 29, 2024

HAWKESWORTH, KURT, ALEXANDER

CHIEF OPERATING OFFICER AND BOARD MEMBER

yes

02/2008

Mar 28, 2012

Feb 29, 2024

Levy, Rochelle, Beth

CHIEF COMPLIANCE OFFICER

yes

11/2022

Nov 1, 2022

Feb 29, 2024

RBC USA HOLDCO CORPORATION

Owner

yes

11/2015

Nov 24, 2015

Feb 29, 2024

ROYAL BANK OF CANADA

ULTIMATE OWNER

yes

11/2015

Nov 24, 2015

Feb 29, 2024

NUNNELEE, MICHAEL, JOSEPH

BOARD MEMBER

04/2019

Apr 24, 2019

Feb 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RBC CAPITAL MARKETS, LLC

n/a

National bd RIA

$310B

yes

n/a

CITY NATIONAL ROCHDALE, LLC

n/a

Bd affiliated wealth

$73B

yes

n/a

CITY NATIONAL SECURITIES, INC.

n/a

Bd affiliated wealth

$1.5B

yes

n/a

CITY NATIONAL BANK

n/a

yes

n/a

CNR SECURITIES, LLC

n/a

yes

n/a

SYMPHONIC INSURANCE

n/a

yes

n/a

SYMPHONIC SECURITIES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lutherville

United States

yes

LOS ANGELES

United States

yes

Duluth

United States

yes

Rockport

United States

yes

BEVERLY HILLS

United States

yes

Olathe

United States

yes

KANSAS CITY

United States

yes

Houston

United States

yes

Houston

United States

yes

Woodlands

United States

yes

Fitchburg

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Jan 26, 2024

$125M

n/a

2022

Jan 27, 2023

$133M

n/a

2021

Jan 29, 2022

$139M

n/a

2020

Jan 29, 2021

$134M

n/a

2019

Jan 31, 2020

$133M

n/a

2018

Jan 31, 2019

$123M

$114M

n/a

2017

Jan 25, 2018

$132M

$126M

n/a

2016

Jan 18, 2017

$121M

$116M

n/a

2015

Mar 22, 2016

$126M

$123M

n/a

2014

Mar 27, 2015

$128M

$125M

n/a

2013

Mar 25, 2014

$121M

$118M

n/a

2012

Mar 28, 2013

$96.4M

n/a

2011

Mar 28, 2012

$161M

$147M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$125M

$133M

-6.0%

$134M

-2.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 19, 2024

Jan 12, 2024

NEW YORK, NY

Team lift out

Other

40.0%

SUMMIT FINANCIAL, LLC

Dec 20, 2023

Dec 18, 2023

LUTHERVILLE, MD

Team lift out

Other

25.0%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 4, 2023

Dec 1, 2023

NEW YORK, NY

Team lift out

Other

15.4%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 1, 2023

HOUSTON, TX

Team lift out

Other

14.3%