DFX Intelligence

G••• B•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

G••• B•••• T•••••

Advisor at F•••• I••••••••• S•••••••

SAN ANTONIO, TX | RICHARDSON, TX

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Search this name across graphsid dfx:ria:743014d3-de63-f6ca-92b4-82392f5feb9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• S•••••••	Bd affiliated wealth	Apr 24, 2026	n/a	yes	RICHARDSON, TX\|SAN ANTONIO, TX	Current employment
F••••• I•••••••••	Independent wealth	May 13, 2022	Apr 16, 2026	no	PLANO, TX\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	F•••• I••••••••• S•••••••	Apr 16, 2026	Apr 24, 2026	8	Firm change	RIA to ibd
C••••• I••••••••• A••••••• L••	F••••• I•••••••••	Apr 28, 2022	May 13, 2022

Relationships

Registered with (3)

→ F•••• I••••••••• S•••••••Registered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
May 13, 2022 to Apr 16, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 10, 2015 to Apr 28, 2022factForm ADV

Dated events

Occurred
Apr 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:743014d3-de63-f6ca-92b4-82392f5feb9d
First observed: Feb 10, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.