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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES, LLC, CRD 286129

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7357912-9958-44dd-a3bf-7a8ac37101d1

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 375
Dated events: 40
On other graphs: 0
Observed: Nov 24, 2016 to Mar 24, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.58 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=107.0
Regulatory AUM: $3.7BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.7B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 161
RAUM per advisor: $22.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 177
Advisory employees: 111
Offices: 50Schedule D 1.F, beyond the principal office
Accounts: 3,656
Individual clients: 2,484
High net worth clients: 535
Custody, client assets: $313M
SEC number: 801-108754
CIK: 1768928
CRD: 286129
Filings on the tape: 41
First filed: Nov 24, 2016
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 161

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRYAN TAD ADKISON	n/a	MANSFIELD, TX \| SAN ANTONIO, TX	4	30	1	yes
CRAIG STEVEN MILLER	Certified Financial Planner	SAN ANTONIO, TX \| HOUSTON, TX	4	29	3	yes
YVETTE WEBB	Certified Financial Planner	HOUSTON, TX \| SAN ANTONIO, TX	4	42	3	yes
DAVID ROBERT JOHNSON	n/a	CORPUS CHRISTI, TX \| SAN ANTONIO, TX	4	38	1	yes
CHRISTINE LOUISE SHEPPARD	n/a	SAN ANTONIO, TX \| FORT WORTH, TX	4	22	1	yes
RONALD CLIFFORD TAVAREZ	n/a	MCALLEN, TX \| SAN ANTONIO, TX	4	35	3	yes
JEANNE MARIE GLORIOSO	Certified Financial Planner	AUSTIN, TX \| SAN ANTONIO, TX	4	34	1	yes
JERRY D GLOSSON	n/a	SAN MARCOS, TX \| SAN ANTONIO, TX	4	34	1	yes
BRIAN CARL NELSON	n/a	Fort Worth, TX \| SAN ANTONIO, TX	4	31	7	yes
MICHAEL VALADEZ	n/a	SAN ANTONIO, TX \| BOERNE, TX	4	27	3	yes
MARK IAN ITNYRE	Certified Financial Planner	AUSTIN, TX \| SAN ANTONIO, TX	4	27	3	yes
IVONA MALGORZATA KOSTULAK	n/a	SAN ANTONIO, TX \| WEST LAKE HILLS, TX	4	26	2	yes
STEVEN GERARD LEA	n/a	BOERNE, TX \| SAN ANTONIO, TX	4	26	1	yes
INNIS DEMON GLOVER	Certified Financial Planner	SAN ANTONIO, TX	4	24	2	yes
PIERRE T MARCHEBOUT	n/a	SAN ANTONIO, TX	4	21	2	yes
JOHN MICHAEL MORENO	n/a	SAN ANTONIO, TX	4	20	1	yes
ASHLEY KOLINEK FERGUSON	n/a	SAN ANTONIO, TX	4	18	1	yes
ALEX RUSSELL BAHUN	n/a	AUSTIN, TX \| SAN ANTONIO, TX	4	14	1	yes
LUCY DORALUZ CISNEROS	n/a	SAN ANTONIO, TX	4	14	1	yes
BRIAN SHANE ALPHIN	n/a	MANSFIELD, TX \| SAN ANTONIO, TX	4	10	1	yes
MISTY NICOLE THOMPSON	n/a	SAN ANTONIO, TX	4	12	1	yes
ALINA MARIANA TUDOR	n/a	AUSTIN, TX \| SAN ANTONIO, TX	4	17	1	yes
ALBERTO DANIEL FRAGA	n/a	PROSPER, TX \| SAN ANTONIO, TX	4	11	3	yes
TAYLOR RYAN THORNE	Certified Financial Planner	AUSTIN, TX \| SAN ANTONIO, TX	4	10	3	yes
RALPH VICTOR GONZALES	n/a	SAN ANTONIO, TX \| KINGWOOD, TX	4	10	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FROST BANK	PARENT CORP - MANAGING MEMBER	E	yes	11/2016	Mar 24, 2026	Mar 24, 2026
REPA, JACK, BRANDON	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 24, 2026	Mar 24, 2026
WALSH, CHRISTOPHER, SCOTT	PRESIDENT / CHIEF OPERATIONS OFFICER	Na	yes	07/2025	Mar 24, 2026	Mar 24, 2026
CULLEN/FROST BANKERS, INC.	PARENT CORPORATION	E	yes	06/2013	Nov 24, 2016	Nov 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FROST INVESTMENT ADVISORS, LLC	n/a	Asset manager	$5.4B	N	yes	n/a
FROST BANK	n/a	n/a	n/a	Y	no	n/a
FROST BROKERAGE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
FROST INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	31	yes
Dallas	TX	United States	14	yes
Austin	TX	United States	13	yes
Houston	TX	United States	12	yes
FORT WORTH	TX	United States	11	yes
SAN ANTONIO	TX	United States	5	yes
SAN ANTONIO	TX	United States	5	no
Austin	TX	United States	4	yes
Boerne	TX	United States	4	yes
Austin	TX	United States	3	yes
Bellaire	TX	United States	3	yes
FORT WORTH	TX	United States	3	yes
THE WOODLANDS	TX	United States	3	yes
Austin	TX	United States	2	yes
CORPUS CHRISTI	TX	United States	2	yes
Houston	TX	United States	2	yes
Keller	TX	United States	2	yes
Mansfield	TX	United States	2	yes
Plano	TX	United States	2	yes
SAN ANTONIO	TX	United States	2	yes
SAN ANTONIO	TX	United States	2	yes
SAN MARCOS	TX	United States	2	yes
Victoria	TX	United States	2	yes
Houston	TX	United States	1	yes
THE WOODLANDS	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$3.7B	$3.7B	177	111	50	n/a	n/a
2024	Mar 27, 2025	$3.0B	$3.0B	177	104	50	n/a	n/a
2023	Mar 15, 2024	$2.7B	$2.7B	166	94	50	n/a	n/a
2022	Mar 31, 2023	$2.4B	$2.4B	105	73	50	n/a	n/a
2021	Mar 30, 2022	$2.7B	$0	105	73	50	n/a	n/a
2020	Apr 1, 2021	$2.0B	$2.0B	76	45	50	n/a	n/a
2019	Mar 31, 2020	$1.7B	$1.7B	78	46	5	n/a	n/a
2018	Mar 29, 2019	$1.2B	$1.2B	61	46	5	n/a	n/a
2017	Mar 30, 2018	$189M	$20.3M	91	65	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	22	-12	13.7%	1	9	0	56	41

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$3.0B	23.3%	$2.4B	15.1%	177	177	50	50

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIFTH THIRD SECURITIES, INC.	6	Aug 7, 2026	Aug 26, 2026	SAN ANTONIO, TX	Team lift out	Ibd to ibd	3.6%
COMMONWEALTH FINANCIAL NETWORK	2	Mar 4, 2024	Feb 29, 2024	SAN ANTONIO, TX	Team lift out	Ibd to ibd	1.6%
WELLS FARGO ADVISORS	2	Oct 31, 2022	Oct 3, 2022	STAFFORD, TX	Team lift out	Ibd to wirehouse	1.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	May 8, 2024	May 21, 2024	SAN ANTONIO, TX	Team lift out	Wirehouse to ibd	0.0%
WELLS FARGO ADVISORS	2	Jan 18, 2024	Jan 26, 2024	SAN ANTONIO, TX	Team lift out	Wirehouse to ibd	0.0%
CHARLES SCHWAB & CO., INC.	2	Jan 10, 2024	Apr 3, 2024	SAN ANTONIO, TX	Team lift out	Ibd to ibd	0.0%
J.P. MORGAN SECURITIES LLC	3	Oct 7, 2023	Nov 25, 2025	AUSTIN, TX	Team lift out	Wirehouse to ibd	0.0%
J.P. MORGAN SECURITIES LLC	2	Sep 11, 2019	Oct 1, 2019	AUSTIN, TX	Team lift out	Wirehouse to ibd	0.0%
FROST INVESTMENT ADVISORS, LLC	2	Dec 31, 2016	Mar 22, 2019	SAN ANTONIO, TX	Team lift out	Other	10.0%
WELLS FARGO ADVISORS	2	May 10, 2016	Jun 17, 2017	HOUSTON, TX	Team lift out	Wirehouse to new firm	0.0%

Relationships

showing 80 of 375

Registered with (78)

← JENNIFER VANESSA LOPEZAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← PAUL HENRY THOMASAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← AUGUST GEORGE GILDNERAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← SARAH ROSE HARRINGTONAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← DESHONNA SHEMETRIA MCKINNEYAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← WILLIAM CARR STOKESAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← OCTAVIO LICEA CARRASCOAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← ALICE MARIAN GREENAdvisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← GARY BRIAN TREMPEAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← CODY LEE EVANSAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← ERIC LEE CHAPMANAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← CASSANDRA LEA TRUESDALE GUTIERREZAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← FLORA DAHLIA ARDONAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← FAITH MORRISAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← QUANG PHUOC THAT TONAdvisorregistration: current employment
Nov 21, 2025 to presentfactForm ADV
← ZACHARY ROY SEAMANAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← DEREK MATTHEW PEREZAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← MICHAEL JAMES LUISIAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← TIMAL NEVILLE ROBINSONAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← ROBERT EDWARD BURKSAdvisorregistration: current employment
Aug 22, 2025 to presentfactForm ADV
← TIMOTHY BENJAMIN EASTMANAdvisorregistration: current employment
Aug 20, 2025 to presentfactForm ADV
← ANDREW DAVID NICELYAdvisorregistration: current employment
Aug 19, 2025 to presentfactForm ADV
← BENJAMIN JAVIER RUIZAdvisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← MATTHEW ANDREW THOMPSONAdvisorregistration: current employment
Apr 29, 2025 to presentfactForm ADV
← TERRY DANIEL ROHMAdvisorregistration: current employment
Apr 29, 2025 to presentfactForm ADV
← DANIEL WILLIAM HINCHAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← VICTOR MANUEL AYALAAdvisorregistration: current employment
Apr 23, 2025 to presentfactForm ADV
← DANIEL THOMAS WALKERAdvisorregistration: current employment
Apr 4, 2025 to presentfactForm ADV
← KARISHMA LAKHANIAdvisorregistration: current employment
Mar 20, 2025 to presentfactForm ADV
← EMILY MEGAN MITCHELLAdvisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
and 48 more

Affiliated with (2)

→ FROST INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FROST INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
Jonathon Durst Mcadams left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-26)
Form ADVobserved 3 days ago
Occurred
Aug 12, 2026
Advisor changed firm
Kyle Douglas Gregory left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-14)
Form ADVobserved 3 days ago
Occurred
Aug 7, 2026
Team lift-out
6 advisors left Frost Investment Services (San Antonio, TX) for Fifth Third Securities, Inc. within 13 days
Form ADVobserved 3 days ago
6 advisors
Occurred
Aug 7, 2026
Advisor changed firm
Miguel Palacios Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)
Form ADVobserved 3 days ago
Occurred
Aug 7, 2026
Advisor changed firm
Dana Renee Otoole left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-13)
Form ADVobserved 3 days ago
Occurred
Aug 7, 2026
Advisor changed firm
Carlos Tijerina Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)
Form ADVobserved 3 days ago
Occurred
Aug 7, 2026
Advisor changed firm
Roberto Aburto left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-26)
Form ADVobserved 3 days ago
Occurred
Jul 7, 2026
Advisor changed firm
John Marcel Deberry left Frost Investment Services for Lpl Financial Llc (registered 2026-08-06)
Form ADVobserved 3 days ago
Occurred
Jun 22, 2026
Advisor changed firm
Jesse Jaco left Frost Investment Services for J.P. Morgan Securities Llc (registered 2026-06-30)
Form ADVobserved 3 days ago
Occurred
May 6, 2026
Advisor changed firm
Harvey Ted Fladeland left Frost Investment Services for Arkadios Wealth Advisors (registered 2026-08-20)
Form ADVobserved 3 days ago
Occurred
May 6, 2026
Advisor changed firm
Gerald Trent Mattingly left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-05-13)
Form ADVobserved 3 days ago
Occurred
Mar 26, 2026
Advisor changed firm
Sylvester Tyrone Johnson left Frost Investment Services for Lpl Financial Llc (registered 2026-04-06)
Form ADVobserved 3 days ago
Occurred
Feb 27, 2026
Advisor changed firm
Caressa Patel left Frost Investment Services for Morgan Stanley (registered 2026-03-19)
Form ADVobserved 3 days ago
Occurred
Feb 6, 2026
Advisor changed firm
Marco Alonso Rodriguez left Frost Investment Services for Raymond James & Associates, Inc. (registered 2026-02-06)
Form ADVobserved 3 days ago
Occurred
Jan 12, 2026
Advisor changed firm
Ashley Taylor Brence left Frost Investment Services for J.P. Morgan Securities Llc (registered 2026-01-22)
Form ADVobserved 3 days ago
Occurred
Dec 19, 2025
Advisor changed firm
Maria Guadalupe Harris left Frost Investment Services for Turtle Creek Wealth Advisors, Llc (registered 2026-01-22)
Form ADVobserved 3 days ago
Occurred
Dec 18, 2025
Advisor changed firm
Mary Margaret Grigsby left Frost Investment Services for Raymond James Financial Services Advisors, Inc (registered 2026-01-06)
Form ADVobserved 3 days ago
Occurred
Dec 4, 2025
Advisor changed firm
John P Hernandez left Frost Investment Services for Strategic Advisers Llc (registered 2026-03-23)
Form ADVobserved 3 days ago
Occurred
Nov 25, 2025
Advisor changed firm
Martin Slechta left Frost Investment Services for J.P. Morgan Securities Llc (registered 2025-11-25)
Form ADVobserved 3 days ago
Occurred
Nov 7, 2025
Advisor changed firm
Damon Hurst left Frost Investment Services for Truist Advisory Services, Inc. (registered 2025-11-20)
Form ADVobserved 3 days ago
Occurred
Oct 17, 2025
Advisor changed firm
Anthony Allen Sacco left Frost Investment Services for World Investment Advisors, Llc (registered 2025-11-05)
Form ADVobserved 3 days ago
Occurred
Sep 25, 2025
Advisor changed firm
Michael J Walsh left Frost Investment Services for Lpl Financial Llc (registered 2025-10-06)
Form ADVobserved 3 days ago
Occurred
Jul 17, 2025
Advisor changed firm
Christopher David De Meyer left Frost Investment Services for Charles Schwab & Co., Inc. (registered 2025-12-04)
Form ADVobserved 3 days ago
Occurred
Jun 30, 2025
Advisor changed firm
Jennifer Renee Bachino left Frost Investment Services for Spc (registered 2025-09-03)
Form ADVobserved 3 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Gerard Christopher Rickhoff left Frost Investment Services for Capital Client Group, Inc. (registered 2025-06-30)
Form ADVobserved 3 days ago
Occurred
May 27, 2025
Advisor changed firm
Aleksandra Vargas left Frost Investment Services for Citigroup Global Markets Inc. (registered 2025-07-22)
Form ADVobserved 3 days ago
Occurred
May 12, 2025
Advisor changed firm
Pelham Staples left Frost Investment Services for J.P. Morgan Securities Llc (registered 2025-05-19)
Form ADVobserved 3 days ago
Occurred
May 6, 2025
Advisor changed firm
John Mcgillewie left Frost Investment Services for Charles Schwab & Co., Inc. (registered 2026-09-03)
Form ADVobserved 3 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Scott Allen Spencer left Frost Investment Services for Thornhill Securities, Inc. (registered 2025-03-13)
Form ADVobserved 3 days ago
Occurred
Feb 4, 2025
Advisor changed firm
Austin Brannon Kroll left Frost Investment Services for 1900 Wealth (registered 2025-03-09)
Form ADVobserved 3 days ago
Occurred
Nov 13, 2024
Control person left
Kristina Angela Holliday (President / Chief Executive Officer) no longer on Schedule A of Frost Investment Services (listed 2024-06-25, absent 2024-11-13)
Form ADVobserved 3 days ago
Occurred
Sep 20, 2024
Advisor changed firm
Molly Barloco left Frost Investment Services for J.P. Morgan Securities Llc (registered 2024-10-15)
Form ADVobserved 3 days ago
Occurred
Aug 23, 2024
Advisor changed firm
Luis Hernandez left Frost Investment Services for Morgan Stanley (registered 2024-08-22)
Form ADVobserved 3 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Noe Lopez left Frost Investment Services for Capital Client Group, Inc. (registered 2024-08-20)
Form ADVobserved 3 days ago
Occurred
Jun 25, 2024
Control person joined
Scott Christopher Walsh (Chief Operations Officer) appeared on Schedule A of Frost Investment Services
Form ADVobserved 3 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Krista Deann Wittmaack left Frost Investment Services for Citizens Securities, Inc. (registered 2024-07-01)
Form ADVobserved 3 days ago
Occurred
Jun 12, 2024
Advisor changed firm
Nicholas Reynolds left Frost Investment Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-10)
Form ADVobserved 3 days ago
Occurred
May 8, 2024
Team lift-out
2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (San Antonio, TX) for Frost Investment Services within 5 days
Form ADVobserved 3 days ago
2 advisors
Occurred
Apr 23, 2024
Advisor changed firm
Matthew Andrew Thompson left Frost Investment Services for Sendero Wealth Management, Llc (registered 2024-05-02)
Form ADVobserved 3 days ago
Occurred
Mar 22, 2024
Advisor changed firm
Elias Zavala left Frost Investment Services for Morgan Stanley (registered 2024-04-16)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7357912-9958-44dd-a3bf-7a8ac37101d1
First observed: Nov 24, 2016
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES, LLC, CRD 286129

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7357912-9958-44dd-a3bf-7a8ac37101d1

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRYAN TAD ADKISON

n/a

MANSFIELD, TX | SAN ANTONIO, TX

yes

CRAIG STEVEN MILLER

Certified Financial Planner

SAN ANTONIO, TX | HOUSTON, TX

yes

YVETTE WEBB

Certified Financial Planner

HOUSTON, TX | SAN ANTONIO, TX

yes

DAVID ROBERT JOHNSON

n/a

CORPUS CHRISTI, TX | SAN ANTONIO, TX

yes

CHRISTINE LOUISE SHEPPARD

n/a

SAN ANTONIO, TX | FORT WORTH, TX

yes

RONALD CLIFFORD TAVAREZ

n/a

MCALLEN, TX | SAN ANTONIO, TX

yes

JEANNE MARIE GLORIOSO

Certified Financial Planner

AUSTIN, TX | SAN ANTONIO, TX

yes

JERRY D GLOSSON

n/a

SAN MARCOS, TX | SAN ANTONIO, TX

yes

BRIAN CARL NELSON

n/a

Fort Worth, TX | SAN ANTONIO, TX

yes

MICHAEL VALADEZ

n/a

SAN ANTONIO, TX | BOERNE, TX

yes

MARK IAN ITNYRE

Certified Financial Planner

AUSTIN, TX | SAN ANTONIO, TX

yes

IVONA MALGORZATA KOSTULAK

n/a

SAN ANTONIO, TX | WEST LAKE HILLS, TX

yes

STEVEN GERARD LEA

n/a

BOERNE, TX | SAN ANTONIO, TX

yes

INNIS DEMON GLOVER

Certified Financial Planner

SAN ANTONIO, TX

yes

PIERRE T MARCHEBOUT

n/a

SAN ANTONIO, TX

yes

JOHN MICHAEL MORENO

n/a

SAN ANTONIO, TX

yes

ASHLEY KOLINEK FERGUSON

n/a

SAN ANTONIO, TX

yes

ALEX RUSSELL BAHUN

n/a

AUSTIN, TX | SAN ANTONIO, TX

yes

LUCY DORALUZ CISNEROS

n/a

SAN ANTONIO, TX

yes

BRIAN SHANE ALPHIN

n/a

MANSFIELD, TX | SAN ANTONIO, TX

yes

MISTY NICOLE THOMPSON

n/a

SAN ANTONIO, TX

yes

ALINA MARIANA TUDOR

n/a

AUSTIN, TX | SAN ANTONIO, TX

yes

ALBERTO DANIEL FRAGA

n/a

PROSPER, TX | SAN ANTONIO, TX

yes

TAYLOR RYAN THORNE

Certified Financial Planner

AUSTIN, TX | SAN ANTONIO, TX

yes

RALPH VICTOR GONZALES

n/a

SAN ANTONIO, TX | KINGWOOD, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FROST BANK

PARENT CORP - MANAGING MEMBER

yes

11/2016

Mar 24, 2026

REPA, JACK, BRANDON

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 24, 2026

WALSH, CHRISTOPHER, SCOTT

PRESIDENT / CHIEF OPERATIONS OFFICER

yes

07/2025

Mar 24, 2026

CULLEN/FROST BANKERS, INC.

PARENT CORPORATION

yes

06/2013

Nov 24, 2016

Nov 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FROST INVESTMENT ADVISORS, LLC

n/a

Asset manager

$5.4B

yes

n/a

FROST BANK

n/a

FROST BROKERAGE SERVICES, INC.

n/a

yes

n/a

FROST INSURANCE AGENCY, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN ANTONIO

United States

yes

Dallas

United States

yes

Austin

United States

yes

Houston

United States

yes

FORT WORTH

United States

yes

SAN ANTONIO

United States

yes

SAN ANTONIO

United States

Austin

United States

yes

Boerne

United States

yes

Austin

United States

yes

Bellaire

United States

yes

FORT WORTH

United States

yes

THE WOODLANDS

United States

yes

Austin

United States

yes

CORPUS CHRISTI

United States

yes

Houston

United States

yes

Keller

United States

yes

Mansfield

United States

yes

Plano

United States

yes

SAN ANTONIO

United States

yes

SAN ANTONIO

United States

yes

SAN MARCOS

United States

yes

Victoria

United States

yes

Houston

United States

yes

THE WOODLANDS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$3.7B

177

111

n/a

2024

Mar 27, 2025

$3.0B

177

104

n/a

2023

Mar 15, 2024

$2.7B

166

n/a

2022

Mar 31, 2023

$2.4B

105

n/a

2021

Mar 30, 2022

$2.7B

105

n/a

2020

Apr 1, 2021

$2.0B

n/a

2019

Mar 31, 2020

$1.7B

n/a

2018

Mar 29, 2019

$1.2B

n/a

2017

Mar 30, 2018

$189M

$20.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-12

13.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.7B

$3.0B

23.3%

$2.4B

15.1%

177

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIFTH THIRD SECURITIES, INC.

Aug 7, 2026

Aug 26, 2026

SAN ANTONIO, TX

Team lift out

Ibd to ibd

3.6%

COMMONWEALTH FINANCIAL NETWORK

Mar 4, 2024

Feb 29, 2024

SAN ANTONIO, TX

Team lift out

Ibd to ibd

1.6%

WELLS FARGO ADVISORS

Oct 31, 2022

Oct 3, 2022

STAFFORD, TX

Team lift out

Ibd to wirehouse

1.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 8, 2024

May 21, 2024

SAN ANTONIO, TX

Team lift out

Wirehouse to ibd

0.0%

WELLS FARGO ADVISORS

Jan 18, 2024

Jan 26, 2024

SAN ANTONIO, TX

Team lift out

Wirehouse to ibd

0.0%

CHARLES SCHWAB & CO., INC.

Jan 10, 2024

Apr 3, 2024

SAN ANTONIO, TX

Team lift out

Ibd to ibd

0.0%

J.P. MORGAN SECURITIES LLC

Oct 7, 2023

Nov 25, 2025

AUSTIN, TX

Team lift out

Wirehouse to ibd

0.0%

J.P. MORGAN SECURITIES LLC

Sep 11, 2019

Oct 1, 2019

AUSTIN, TX

Team lift out

Wirehouse to ibd

0.0%

FROST INVESTMENT ADVISORS, LLC

Dec 31, 2016

Mar 22, 2019

SAN ANTONIO, TX

Team lift out

Other

10.0%

WELLS FARGO ADVISORS

May 10, 2016

Jun 17, 2017

HOUSTON, TX

Team lift out

Wirehouse to new firm

0.0%