C••• B••

Advisor at L•• F•••••••• L••

ONTARIO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 23, 2026	n/a	yes	ONTARIO, CA	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Mar 7, 2025	Jun 24, 2026	no	ORANGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	L•• F•••••••• L••	Jun 24, 2026	Jun 23, 2026	-1	Channel change	Ibd to ibd
N• A•••••••	L•• E••••••••• L••	Mar 22, 2023	Mar 7, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:CA:2017-09-15	Sep 25, 2017	Sep 25, 2017	SAN DIEGO, CA	Firm change
105644:6413:CA:2017-02-28	Feb 28, 2017	Mar 1, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2017 to Sep 25, 2017factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2025 to Jun 24, 2026factForm ADV
→ N• A•••••••Registered adviserregistration: previous registration
Nov 24, 2021 to Mar 22, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Order

Occurred
22 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 13, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 12 rows

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	Apr 20, 2010	no	BURLINGAME, CA\|SAN FRANCISCO, CA\|Foster City, CA	Previous registration
C••••••• I••••••••• S•••••••	n/a	Jun 13, 2003	May 29, 2007	no	FOSTER CITY, CA\|FOSTER CITY, CA	Previous registration