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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Nicole DiMassa

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:7436e396-43bb-5ef7-b415-2303c22a93bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 12, 2016
First registration: Sep 15, 2016
Dual registered: yes, broker-dealer
Other names: NICOLE DIMASSA|NICOLE Marie DIMASSA
IAPD individual key: 6459316

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 28, 2023	n/a	yes	JACKSONVILLE, FL	Current employment
COHEN & STEERS CAPITAL MANAGEMENT INC.	Asset manager	May 22, 2023	Jun 6, 2023	no	NEW YORK, NY	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Mar 22, 2018	Nov 8, 2021	no	Bedminster, NJ\|JERSEY CITY, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 15, 2016	Mar 13, 2018	no	FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COHEN & STEERS CAPITAL MANAGEMENT INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 6, 2023	Jun 28, 2023	22	Firm change	Other
LORD, ABBETT & CO. LLC	COHEN & STEERS CAPITAL MANAGEMENT INC.	Nov 8, 2021	May 22, 2023	560	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LORD, ABBETT & CO. LLC	Mar 13, 2018	Mar 22, 2018	9	Firm change	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ COHEN & STEERS CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
May 22, 2023 to Jun 6, 2023factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Mar 22, 2018 to Nov 8, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 15, 2016 to Mar 13, 2018factForm ADV

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
Nicole Dimassa left Cohen & Steers Capital Management Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2023-06-28)
Form ADVobserved 6 days ago