DFX Intelligence

B•••••• M• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••••• M• O••••

Advisor at T••••••• I••••••••• M••••••••• I•••

MINNEAPOLIS, MN | Woodbury, MN

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Search this name across graphsid dfx:ria:74416da5-b09c-723b-3988-648495424a34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jul 17, 2024	n/a	yes	MINNEAPOLIS, MN\|Woodbury, MN	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 7, 2022	Feb 23, 2024	no	PLYMOUTH, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• A••••••• S•••••••• L••	T••••••• I••••••••• M••••••••• I•••	Feb 23, 2024	Jul 17, 2024	145	Firm change	RIA to ibd
C••••• A•••••• N••••••• L••	A••••••••• W••••• P•••••••	Aug 11, 2022	Oct 16, 2019

Relationships

Registered with (5)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2013 to Feb 22, 2019factForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2022 to Feb 23, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 15, 2019 to Aug 11, 2022factForm ADV
→ A••••••••• W••••• P•••••••

Dated events

Occurred
Feb 23, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 11, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 9, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74416da5-b09c-723b-3988-648495424a34
First observed: Aug 3, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.