DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• M• O••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedMinneapolis, Mn dual registrantIAPD 4798646

Feed of 09/14/2026

Also filed as Brandon Michael O'Hara

At current firm

2 y

since Jul 17, 2024

In the industry

21 y

since Oct 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Jul 17, 2024 · Minneapolis, Mn
W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated
Oct 7, 2022 to Feb 23, 2024 · Plymouth, Mn
A••••••••• W••••• P••••••• independent RIA
Oct 16, 2019 to Aug 9, 2022 · Minnetonka, Mn
C••••• A•••••• N••••••• L•• former
Mar 15, 2019 to Aug 11, 2022 · Minnetonka, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Dec 19, 2013 to Feb 22, 2019 · Minneapolis, Mn
F•••••••• L•• former
Aug 3, 2005 to Feb 5, 2010 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

W••••• E••••••••• A••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Feb 23, 2024, registered Jul 17, 2024 (145 days) · RIA to affiliated broker-dealer or bank
C••••• A•••••• N••••••• L•• to A••••••••• W••••• P•••••••
left Aug 11, 2022, registered Oct 16, 2019 (-1030 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• W••••• P••••••• to W••••• E••••••••• A••••••• S•••••••• L••
left Aug 9, 2022, registered Oct 7, 2022 (59 days) · RIA to affiliated broker-dealer or bank
T••••••• I••••••••• M••••••••• I••• to C••••• A•••••• N••••••• L••
left Feb 22, 2019, registered Mar 15, 2019 (21 days) · Affiliated broker-dealer or bank to another
F•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Feb 5, 2010, registered Dec 19, 2013 (1413 days) · Other

Signals

B•••••• M• O•••• left W••••• E••••••••• A••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-07-17)
Feb 23, 2024 · a•••••• firm change · fact
B•••••• M• O•••• left C••••• A•••••• N••••••• L•• for A••••••••• W••••• P••••••• (registered 2019-10-16)
Aug 11, 2022 · a•••••• firm change · fact
B•••••• M• O•••• left A••••••••• W••••• P••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-10-07)
Aug 9, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address