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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ARTEMIO F MERCADO

Advisor at WELLS FARGO ADVISORS

HOLLYWOOD, FL | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:7441d050-000a-293b-39a4-edb0cb76a89f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 23, 1997
First registration: Sep 7, 2004
Dual registered: yes, broker-dealer
Other names: ARTEMIO MERCADO
IAPD individual key: 2884434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 18, 2015	n/a	yes	HOLLYWOOD, FL\|CORAL GABLES, FL\|HOLLYWOOD, FL\|CORAL GABLES, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 25, 2015	no	SUNNY ISLES BEACH, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 9, 2009	Oct 1, 2012	no	MIAMI LAKES, FL\|HIALEAH, FL\|MIRAMAR, FL\|MIAMI LAKES, FL\|HIALEAH, FL\|MIRAMAR, FL\|MIAMI LAKES, FL\|MIAMI, FL\|JACKSON HEIGHTS, NY\|JACKSON HEIGHTS, NY\|PEMBROKE PINES, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI GARDENS, FL\|MIRAMAR, FL\|HOLLYWOOD, FL\|SUNNY ISLES BEACH, FL\|BRONX, NY	Previous registration
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Sep 7, 2004	Dec 19, 2008	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Sep 25, 2015	Sep 18, 2015	-7	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
LADENBURG THALMANN ASSET MANAGEMENT INC	CHASE INVESTMENT SERVICES CORP.	Dec 19, 2008	Jan 9, 2009	21	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 18, 2015 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 25, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 9, 2009 to Oct 1, 2012factForm ADV
→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 7, 2004 to Dec 19, 2008factForm ADV

Dated events

No dated event names this entity yet.