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RIA / WealthAdvisor42 years in industry

THOMAS HOWARD OLIPHINT

Advisor at CAPTRUST

San Antonio, TX

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Search this name across graphsid dfx:ria:744dcb04-8b2f-e326-f418-8c747e8cb7e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 29, 1986 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 16, 1983
First registration: Oct 29, 1986
Dual registered: no
Other names: THOMAS HOWARD OLIPHINT
IAPD individual key: 1172870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Oct 18, 2021	n/a	yes	San Antonio, TX	Current employment
Covenant	Former SEC adviser	Jan 12, 2021	Nov 24, 2021	no	SAN ANTONIO, TX	Previous registration
ONE ADVOCATE GROUP	Former SEC adviser	Aug 3, 2015	Sep 14, 2021	no	SAN ANTONIO, TX	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Mar 4, 2011	Nov 11, 2015	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 7, 2006	Mar 27, 2013	no	SAN ANTONIO, TX\|FORT MILL, SC\|SAN ANTONIO, TX	Previous registration
ONE ADVOCATE GROUP	n/a	Dec 30, 1999	Mar 30, 2012	no	SAN ANTONIO, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 29, 1986	Aug 11, 2006	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Covenant	Captrust	Nov 24, 2021	Oct 18, 2021	-37	Firm change after gap	Other
ONE ADVOCATE GROUP	Covenant	Sep 14, 2021	Jan 12, 2021	-245	Firm change after gap	RIA to RIA
INDEPENDENT FINANCIAL PARTNERS	ONE ADVOCATE GROUP	Nov 11, 2015	Aug 3, 2015	-100	Firm change after gap	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL PARTNERS	Mar 27, 2013	Mar 4, 2011	-754	Firm change after gap	Other
ONE ADVOCATE GROUP	LPL FINANCIAL LLC	Mar 30, 2012	Aug 7, 2006	-2,062	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	ONE ADVOCATE GROUP	Aug 11, 2006	Dec 30, 1999	-2,416	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152651:175112:TX:2021-11-24	Nov 24, 2021	Oct 18, 2021	SAN ANTONIO, TX	Firm change after gap
270005:152651:TX:2021-09-14	Sep 14, 2021	Jan 12, 2021	SAN ANTONIO, TX	Firm change after gap
125112:270005:TX:2015-11-11	Nov 11, 2015	Aug 3, 2015	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (7)

→ CAPTRUSTRegistered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ COVENANTRegistered adviserregistration: previous registration
Jan 12, 2021 to Nov 24, 2021factForm ADV
→ ONE ADVOCATE GROUPRegistered adviserregistration: previous registration
Aug 3, 2015 to Sep 14, 2021factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Mar 4, 2011 to Nov 11, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 7, 2006 to Mar 27, 2013factForm ADV
→ ONE ADVOCATE GROUPRegistered adviserregistration: previous registration
Dec 30, 1999 to Mar 30, 2012factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 29, 1986 to Aug 11, 2006factForm ADV

Dated events

No dated event names this entity yet.