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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ONE ADVOCATE GROUP

OLIPHINT ASSOCIATES LLC, CRD 270005

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21dfa12f-9f57-ba5e-31e9-9336ec4c9e4c

Data as of Jan 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jul 14, 2015 to Jan 26, 2021
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $259MItem 5.F on the latest filing (2021-01-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $259M
Private client RAUM: $253MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 502
Individual clients: 159
High net worth clients: 71
SEC number: 801-101527
CRD: 270005
Filings on the tape: 17
First filed: Jul 14, 2015
Latest filed: Jan 26, 2021
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESCOBEDO, CHRIS	CHIEF COMPLIANCE OFFICER	Na	yes	04/2017	Apr 4, 2017	Jan 26, 2021
NEEL, SARA, ANN	CHIEF EXECUTIVE OFFICER & MANAGING PARTNER	B	yes	09/2017	Jan 22, 2019	Jan 26, 2021
OLIPHINT, THOMAS, HOWARD	MANAGING MEMBER	E	yes	07/2015	Jul 14, 2015	Jan 26, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 26, 2021	$259M	$259M	5	2	0	n/a	n/a
2019	Jan 31, 2020	$230M	$230M	8	3	0	n/a	n/a
2018	Jan 22, 2019	$188M	$188M	10	3	0	n/a	n/a
2017	Mar 1, 2018	$162M	$162M	8	2	0	n/a	n/a
2016	Mar 6, 2017	$137M	$137M	10	2	n/a	n/a	n/a
2015	Feb 25, 2016	$148M	$148M	7	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$259M	$230M	12.4%	$162M	16.9%	5	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Covenant	2	Sep 14, 2021	Jan 19, 2021	SAN ANTONIO, TX	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INDEPENDENT FINANCIAL PARTNERS	2	Nov 11, 2015	Aug 3, 2015	SAN ANTONIO, TX	Team lift out	Other	0.6%

Relationships

Controls (3)

← OLIPHINT, THOMAS, HOWARDOwnerMANAGING MEMBER, ownership code E, individual
Jul 14, 2015 to presentfactForm ADV
← NEEL, SARA, ANNOwnerCHIEF EXECUTIVE OFFICER & MANAGING PARTNER, ownership code B, individual
Jan 22, 2019 to presentfactForm ADV
← ESCOBEDO, CHRISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 4, 2017 to presentfactForm ADV

Registered with (5)

← THOMAS HOWARD OLIPHINTAdvisorregistration: previous registration
Aug 3, 2015 to Sep 14, 2021factForm ADV
← DAVID RICHARD WALLACEAdvisorregistration: previous registration
Aug 3, 2015 to Sep 14, 2021factForm ADV
← REID PRATT GUTHRIEAdvisorregistration: previous registration
Jun 7, 2019 to Mar 30, 2020factForm ADV
← Edward Jason JaaxAdvisorregistration: previous registration
Mar 19, 2018 to Dec 31, 2019factForm ADV
← CHRISTOPHER LEE STOLTEAdvisorregistration: previous registration
Aug 3, 2015 to Feb 11, 2016factForm ADV

Moved with (2)

→ COVENANTRegistered adviser2 advisors, team lift out, same day
Sep 14, 2021 to Jan 19, 2021factForm ADV
← INDEPENDENT FINANCIAL PARTNERSRegistered adviser2 advisors, team lift out, same day
Nov 11, 2015 to Aug 3, 2015factForm ADV

Dated events

Occurred
Jan 22, 2019
Control person joined
Ann Sara Neel (Chief Executive Officer) appeared on Schedule A of One Advocate Group
Form ADVobserved 5 days ago
Occurred
Jul 14, 2015
First Form ADV filing
One Advocate Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21dfa12f-9f57-ba5e-31e9-9336ec4c9e4c
First observed: Jul 14, 2015
Last observed: Jan 26, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONE ADVOCATE GROUP

OLIPHINT ASSOCIATES LLC, CRD 270005

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21dfa12f-9f57-ba5e-31e9-9336ec4c9e4c

Data as of Jan 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESCOBEDO, CHRIS

CHIEF COMPLIANCE OFFICER

yes

04/2017

Apr 4, 2017

Jan 26, 2021

NEEL, SARA, ANN

CHIEF EXECUTIVE OFFICER & MANAGING PARTNER

yes

09/2017

Jan 22, 2019

Jan 26, 2021

OLIPHINT, THOMAS, HOWARD

MANAGING MEMBER

yes

07/2015

Jul 14, 2015

Jan 26, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 26, 2021

$259M

n/a

2019

Jan 31, 2020

$230M

n/a

2018

Jan 22, 2019

$188M

n/a

2017

Mar 1, 2018

$162M

n/a

2016

Mar 6, 2017

$137M

n/a

2015

Feb 25, 2016

$148M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$259M

$230M

12.4%

$162M

16.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Covenant

Sep 14, 2021

Jan 19, 2021

SAN ANTONIO, TX

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INDEPENDENT FINANCIAL PARTNERS

Nov 11, 2015

Aug 3, 2015

SAN ANTONIO, TX

Team lift out

Other

0.6%