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Advisor at BUTTONWOOD FINANCIAL GROUP, LLC
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BUTTONWOOD FINANCIAL GROUP, LLC | Independent wealth | Jun 23, 2011 | n/a | yes | KANSAS CITY, MO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 14, 2004 | Nov 9, 2009 | no | KANSAS CITY, MO|KANSAS CITY, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 16, 2004 | no | OVERLAND PARK, MO | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 13, 1999 | Jul 1, 2003 | no | OVERLAND PARK, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | BUTTONWOOD FINANCIAL GROUP, LLC | Nov 9, 2009 | Jun 23, 2011 | 591 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Apr 16, 2004 | Apr 14, 2004 | -2 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |