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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BUTTONWOOD FINANCIAL GROUP, LLC

CRD 151164

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcfebab8-47d3-b28b-a563-d75d76a771ac

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.75 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $659MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $507M
Private client RAUM: $498MderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $94.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,573
Individual clients: 315
High net worth clients: 21
Custody, client assets: $348M
SEC number: 801-70536
CIK: 1847661
CRD: 151164
Filings on the tape: 44
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, MO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JON MICHAEL MCGRAW	n/a	KANSAS CITY, MO	15	30	1	no
VINCENT IAN PASTORINO	n/a	KANSAS CITY, MO	15	27	3	no
Carlos Eduardo Carriedo Samaniego	n/a	KANSAS CITY, MO	2	10	2	no
RACHAEL MICHELLE GRAF	Certified Financial Planner	KANSAS CITY, MO	2	14	2	no
Danielle Marie Brown	Certified Financial Planner	KANSAS CITY, MO	2	11	2	no
MITCHELL IAN GASBARRO	Certified Financial Planner	KANSAS CITY, MO	1	10	n/a	no
Kaden Hayes Ludlow	n/a	KANSAS CITY, MO	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCGRAW JT REVOCABLE TRUST	LLC MEMBER	E	yes	11/2004	Mar 31, 2023	Dec 18, 2024
MCGRAW, JON, MICHAEL	PRESIDENT, CCO, LLC CHAIRMAN	Na	yes	01/2002	Mar 30, 2012	Dec 18, 2024
MCGRAW, JON, MICHAEL	Trustee	E	yes	11/2004	Mar 30, 2012	Dec 18, 2024
Morgan, Jacqueline, Ann	Coo	Na	yes	12/2023	Dec 2, 2023	Dec 18, 2024
PASTORINO, VINCENT, IAN	LEAD ADVISOR, LLC MEMBER, LLC VICE CHAIRMAN	B	yes	01/2016	Mar 23, 2017	Dec 18, 2024
HOGAN, KYLE, EDWIN	LLC MEMBER	A	no	07/2021	Mar 31, 2023	Dec 18, 2024
Layne, Macy, Marie	LLC MEMBER	Na	no	07/2022	Mar 31, 2023	Dec 18, 2024
SMITH, MITCHELL, LANE	LLC MEMBER	A	no	07/2020	Mar 31, 2023	Dec 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$659M	$507M	12	7	0	n/a	n/a
2024	Apr 30, 2025	$697M	$551M	14	7	0	n/a	n/a
2023	Mar 30, 2024	$625M	$489M	15	8	0	n/a	n/a
2022	Mar 31, 2023	$532M	$392M	11	7	0	n/a	n/a
2021	Mar 31, 2022	$584M	$449M	11	7	0	n/a	n/a
2020	Mar 31, 2021	$511M	$396M	10	6	0	n/a	n/a
2019	May 14, 2020	$460M	$357M	11	6	0	n/a	n/a
2018	Mar 20, 2019	$389M	$298M	11	6	0	n/a	n/a
2017	Mar 20, 2018	$436M	$306M	11	6	0	n/a	n/a
2016	Mar 23, 2017	$335M	$265M	11	6	n/a	n/a	n/a
2015	Mar 21, 2016	$350M	$292M	10	4	n/a	n/a	n/a
2014	Mar 28, 2015	$354M	$292M	8	4	n/a	n/a	n/a
2013	Mar 26, 2014	$347M	$287M	8	4	n/a	n/a	n/a
2012	Mar 28, 2013	$325M	$273M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$312M	$260M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	28.6%	0	0	0	4	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$659M	$697M	-5.4%	$532M	7.4%	12	14	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UPTICK PARTNERS, LLC	2	Dec 5, 2025	Nov 3, 2025	KANSAS CITY, MO	Team lift out	RIA to RIA	22.2%

Relationships

Registered with (12)

← Kaden Hayes LudlowAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← MITCHELL IAN GASBARROAdvisorregistration: current employment
Nov 20, 2024 to presentfactForm ADV
← Danielle Marie BrownAdvisorregistration: current employment
Jun 17, 2024 to presentfactForm ADV
← RACHAEL MICHELLE GRAFAdvisorregistration: current employment
Jun 14, 2024 to presentfactForm ADV
← Carlos Eduardo Carriedo SamaniegoAdvisorregistration: current employment
Dec 15, 2023 to presentfactForm ADV
← JON MICHAEL MCGRAWAdvisorregistration: current employment
Jun 23, 2011 to presentfactForm ADV
← VINCENT IAN PASTORINOAdvisorregistration: current employment
Jun 23, 2011 to presentfactForm ADV
← MITCHELL LANE SMITHAdvisorregistration: previous registration
Jan 15, 2018 to Dec 5, 2025factForm ADV
← KYLE EDWIN HOGANAdvisorregistration: previous registration
May 4, 2017 to Dec 5, 2025factForm ADV
← Brooks Jameson CaselAdvisorregistration: previous registration
May 30, 2025 to Sep 5, 2025factForm ADV
← TIMOTHY ALLAN WOLFEAdvisorregistration: previous registration
Jun 21, 2023 to Dec 18, 2024factForm ADV
← JOHN DAVID JESPERSENAdvisorregistration: previous registration
Oct 1, 2013 to Sep 19, 2018factForm ADV

Moved with (1)

→ UPTICK PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 5, 2025 to Nov 3, 2025factForm ADV

Controls (4)

← MCGRAW, JON, MICHAELOwnerTRUSTEE, ownership code E, individual
Mar 30, 2012 to Dec 18, 2024factForm ADV
← PASTORINO, VINCENT, IANOwnerLEAD ADVISOR, LLC MEMBER, LLC VICE CHAIRMAN, ownership code B, individual
Mar 23, 2017 to Dec 18, 2024factForm ADV
← Morgan, Jacqueline, AnnOwnerCOO, ownership code NA, individual
Dec 2, 2023 to Dec 18, 2024factForm ADV
← MCGRAW JT REVOCABLE TRUSTOwnerLLC MEMBER, ownership code E, domestic entity
Mar 31, 2023 to Dec 18, 2024factForm ADV

Owns (3)

← SMITH, MITCHELL, LANEOwnerLLC MEMBER, ownership code A, individual
Mar 31, 2023 to Dec 18, 2024factForm ADV
← HOGAN, KYLE, EDWINOwnerLLC MEMBER, ownership code A, individual
Mar 31, 2023 to Dec 18, 2024factForm ADV
← Layne, Macy, MarieOwnerLLC MEMBER, ownership code NA, individual
Mar 31, 2023 to Dec 18, 2024factForm ADV

Dated events

Occurred
Dec 5, 2025
Team lift-out
2 advisors left Buttonwood Financial Group, LLC (Kansas City, MO) for Uptick Partners, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 5, 2025
Advisor changed firm
Mitchell Lane Smith left Buttonwood Financial Group, Llc for Uptick Partners, Llc (registered 2025-11-03)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Kyle Edwin Hogan left Buttonwood Financial Group, Llc for Uptick Partners, Llc (registered 2025-11-03)
Form ADVobserved 4 days ago
Occurred
Sep 5, 2025
Advisor changed firm
Brooks Jameson Casel left Buttonwood Financial Group, Llc for Opto Investment Management, Llc (registered 2025-11-21)
Form ADVobserved 4 days ago
Occurred
Dec 18, 2024
Advisor changed firm
Timothy Allan Wolfe left Buttonwood Financial Group, Llc for Modern Wealth Management, Llc (registered 2025-01-02)
Form ADVobserved 4 days ago
Occurred
Aug 27, 2024
Control person left
Allen Brent Bastian (Llc Member, Llc Secretary) no longer on Schedule A of Buttonwood Financial Group, Llc (listed 2024-05-02, absent 2024-08-27)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2023
Control person joined
Ann Jacqueline Morgan (Coo) appeared on Schedule A of Buttonwood Financial Group, Llc
Form ADVobserved 4 days ago
Occurred
Mar 20, 2018
Regulatory AUM changed
Buttonwood Financial Group, Llc reported RAUM $435.8M, up 30% from $335.2M (2017-12-26 to 2018-03-20)
Form ADVobserved 4 days ago
$101M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcfebab8-47d3-b28b-a563-d75d76a771ac
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUTTONWOOD FINANCIAL GROUP, LLC

CRD 151164

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcfebab8-47d3-b28b-a563-d75d76a771ac

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JON MICHAEL MCGRAW

n/a

KANSAS CITY, MO

VINCENT IAN PASTORINO

n/a

KANSAS CITY, MO

Carlos Eduardo Carriedo Samaniego

n/a

KANSAS CITY, MO

RACHAEL MICHELLE GRAF

Certified Financial Planner

KANSAS CITY, MO

Danielle Marie Brown

Certified Financial Planner

KANSAS CITY, MO

MITCHELL IAN GASBARRO

Certified Financial Planner

KANSAS CITY, MO

n/a

Kaden Hayes Ludlow

n/a

KANSAS CITY, MO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCGRAW JT REVOCABLE TRUST

LLC MEMBER

yes

11/2004

Mar 31, 2023

Dec 18, 2024

MCGRAW, JON, MICHAEL

PRESIDENT, CCO, LLC CHAIRMAN

yes

01/2002

Mar 30, 2012

Dec 18, 2024

MCGRAW, JON, MICHAEL

Trustee

yes

11/2004

Mar 30, 2012

Dec 18, 2024

Morgan, Jacqueline, Ann

Coo

yes

12/2023

Dec 2, 2023

Dec 18, 2024

PASTORINO, VINCENT, IAN

LEAD ADVISOR, LLC MEMBER, LLC VICE CHAIRMAN

yes

01/2016

Mar 23, 2017

Dec 18, 2024

HOGAN, KYLE, EDWIN

LLC MEMBER

07/2021

Mar 31, 2023

Dec 18, 2024

Layne, Macy, Marie

LLC MEMBER

07/2022

Mar 31, 2023

Dec 18, 2024

SMITH, MITCHELL, LANE

LLC MEMBER

07/2020

Mar 31, 2023

Dec 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$659M

$507M

n/a

2024

Apr 30, 2025

$697M

$551M

n/a

2023

Mar 30, 2024

$625M

$489M

n/a

2022

Mar 31, 2023

$532M

$392M

n/a

2021

Mar 31, 2022

$584M

$449M

n/a

2020

Mar 31, 2021

$511M

$396M

n/a

2019

May 14, 2020

$460M

$357M

n/a

2018

Mar 20, 2019

$389M

$298M

n/a

2017

Mar 20, 2018

$436M

$306M

n/a

2016

Mar 23, 2017

$335M

$265M

n/a

2015

Mar 21, 2016

$350M

$292M

n/a

2014

Mar 28, 2015

$354M

$292M

n/a

2013

Mar 26, 2014

$347M

$287M

n/a

2012

Mar 28, 2013

$325M

$273M

n/a

2011

Mar 30, 2012

$312M

$260M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$659M

$697M

-5.4%

$532M

7.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UPTICK PARTNERS, LLC

Dec 5, 2025

Nov 3, 2025

KANSAS CITY, MO

Team lift out

RIA to RIA

22.2%