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S••• V•• D•• W••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••• V•• D•• W••

Advisor at M••••••

Los Altos, CA

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Search this name across graphsid dfx:ria:745fc970-0da1-0a29-f0a7-abbea7960b7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 11, 2024	n/a	yes	Los Altos, CA	Current employment
B••••••• W••••• A•••••••	Former SEC adviser	May 10, 2022	Sep 6, 2024	no	MENLO PARK, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• A•••••••	M••••••	Sep 6, 2024	Sep 11, 2024	5	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	B••••••• W••••• A•••••••	Aug 5, 2020

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Sep 11, 2024 to presentfactForm ADV
→ B••••••• W••••• A•••••••Registered adviserregistration: previous registration
May 10, 2022 to Sep 6, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2016 to Aug 5, 2020factForm ADV
→ M••••• S••••••

Dated events

Occurred
Sep 6, 2024
Advisor changed firm
S••• V•• D•• W•• left B••••••• W••••• A••••••• for Mariner (registered 2024-09-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:745fc970-0da1-0a29-f0a7-abbea7960b7f
First observed: Nov 19, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.