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Advisor at IMPACTFUL WEALTH SOLUTIONS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IMPACTFUL WEALTH SOLUTIONS | State registered | Apr 1, 2020 | n/a | yes | DALLAS, TX | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jun 9, 2015 | Mar 11, 2020 | no | Dallas, TX|Dallas, TX | Previous registration |
| CREATIVE FINANCIAL DESIGNS, INC. | Bd affiliated wealth | Sep 18, 2014 | May 29, 2015 | no | DALLAS, TX|KOKOMO, IN|DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 29, 2008 | Oct 23, 2008 | no | COLUMBIA, MD | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jul 26, 2007 | Sep 30, 2008 | no | KENSINGTON, MD|CRYSTAL LAKE, IL|SILVER SPRING, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | IMPACTFUL WEALTH SOLUTIONS | Mar 11, 2020 | Apr 1, 2020 | 21 | Firm change | Ibd to state RIA |
| CREATIVE FINANCIAL DESIGNS, INC. | AVANTAX ADVISORY SERVICES | May 29, 2015 | Jun 9, 2015 | 11 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CREATIVE FINANCIAL DESIGNS, INC. | Oct 23, 2008 | Sep 18, 2014 | 2,156 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 30, 2008 | Sep 29, 2008 | -1 | Firm change | Other |