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T•••• T•• S••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

T•••• T•• S••• T•••

Advisor at E•••••• E••••• L••

Irvine, CA | Rolling HIlls, CA | ROLLING HILLS ESTATES, CA

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Search this name across graphsid dfx:ria:74659260-5451-ce57-39ff-c449d2b880ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Apr 17, 2025	n/a	yes	Rolling HIlls, CA\|Irvine, CA	Current employment
S••••••• C••••••••• W••••• M••••••••• A•••••••••	State registered	Nov 22, 2024	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	S••••••• C••••••••• W••••• M••••••••• A•••••••••	Mar 6, 2019	Nov 22, 2024	2,088	Firm change after gap	RIA to state RIA
F•••••••• W••• G••••	W•••••• I••••••••• S•••••••••	Aug 21, 2017

Relationships

Registered with (6)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ S••••••• C••••••••• W••••• M••••••••• A•••••••••Registered adviserregistration: current employment
Nov 22, 2024 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Mar 6, 2019factForm ADV
→ F•••••••• W••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74659260-5451-ce57-39ff-c449d2b880ac
First observed: Jan 4, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.