DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terry Tin Sing Tang
Feed of 09/15/2026
Also filed as Terry Tang
At current firm
1 y
since Nov 22, 2024
In the industry
31 y
since Jul 10, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Emerson Equity LLC BD affiliated currentsince Apr 17, 2025 · Rolling Hills, Ca
- Southern California Wealth Management Associates state registered currentsince Nov 22, 2024 · Rolling Hills Estates, Ca
- Western International Securities formerAug 21, 2017 to Mar 6, 2019 · Clovis, Ca
- Financial West Group formerNov 25, 2013 to Aug 21, 2017 · Westlake Village, Ca
- Newport Coast Asset Management formerMar 18, 2010 to Nov 26, 2013 · New York, Ny
- LPL Financial LLC BD affiliatedJan 4, 2000 to Apr 6, 2010 · Glendale, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Southern California Wealth Management Associatesleft Mar 6, 2019, registered Nov 22, 2024 (2088 days) · RIA to a state-registered adviser
- Financial West Group to Western International Securitiesleft Aug 21, 2017, registered Aug 21, 2017 (0 days) · corporate re-registration, not a move
- Newport Coast Asset Management to Financial West Groupleft Nov 26, 2013, registered Nov 25, 2013 (-1 days) · Other
- LPL Financial LLC to Newport Coast Asset Managementleft Apr 6, 2010, registered Mar 18, 2010 (-19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address