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CRD 110176
MEDFORD, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STANDLEY, ROYAL, RAY | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 12/2016 | Feb 23, 2012 | Mar 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GRANTS PASS | Or | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $157M | $131M | 7 | 6 | 1 | n/a | n/a |
| 2022 | Mar 23, 2023 | $120M | $101M | 5 | 5 | 2 | n/a | n/a |
| 2021 | Mar 31, 2022 | $126M | $106M | 5 | 5 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $157M | $120M | 30.4% | n/a | n/a | 7 | 5 | 1 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 5 | Dec 31, 2024 | Jul 30, 2026 | MEDFORD, OR | Firm absorbed | RIA to RIA | 100.0% |