DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Oregon Pacific Financial Advisors Inc

Former SEC-registered adviserMedford, OregonCRD 110176SEC 801-122218IAPD
Latest filing Mar 29, 2024
First filing on the tape Feb 23, 2012 · 8 filings
RAUM
$157M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
81%
$127M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$157M as of Mar 29, 2024
Mar 31, 2022$126M then
HNW client RAUM$47.8M as of Mar 29, 2024
Mar 31, 2022$52.4M then
State-registered IARs (5.B.3)7 as of Mar 29, 2024
Mar 31, 20225 then
Employees (5.A)7 as of Mar 29, 2024
Mar 31, 20225 then
Private funds: no history
RAUM +30% over the last fiscal yearIARs 5 to 7offices 2 to 1
Practice profile
derived from the filing of Mar 29, 2024; every figure names its basis
RAUM per advisor
$22.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
84derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$255,420derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+40%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$79.2M50%
  • High-net-worth individuals$47.8M30%
  • Pension and profit-sharing plans$20.3M13%
  • Charitable organizations$9.8M6.2%
Individual clients
544reported
HNW clients
42reported
Pension plan clients
24reported
Charitable clients
5reported
Accounts
615reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ray Royal Standley · President/Chief Compliance Officercontrol
      since 12/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Medford, Or · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Grants Pass, OR3 employees
    What changed
    consecutive filings, newest first
    • Accounts · 769 to 615
      Apr 6, 2023 to Mar 29, 2024
    • Advisory employees · 5 to 6
      Apr 6, 2023 to Mar 29, 2024
    • BD registered reps · 4 to 7
      Apr 6, 2023 to Mar 29, 2024
    • Charity clients · unset to 5.0
      Apr 6, 2023 to Mar 29, 2024
    • HNW clients · 36 to 42
      Apr 6, 2023 to Mar 29, 2024
    • Individual clients · 488 to 544
      Apr 6, 2023 to Mar 29, 2024
    • Pension plan clients · 15 to 24
      Apr 6, 2023 to Mar 29, 2024
    • Employees · 5 to 7
      Apr 6, 2023 to Mar 29, 2024
    • Financial planning clients · 101-250 to 11-25
      Apr 6, 2023 to Mar 29, 2024
    • State-registered IARs · 5 to 7
      Apr 6, 2023 to Mar 29, 2024
    • Other offices · 2 to 1
      Apr 6, 2023 to Mar 29, 2024
    • Discretionary RAUM · $101M to $131M
      Apr 6, 2023 to Mar 29, 2024
    • HNW RAUM · $45.9M to $47.8M
      Apr 6, 2023 to Mar 29, 2024
    • Individual RAUM · $67.9M to $79.2M
      Apr 6, 2023 to Mar 29, 2024
    • Non-discretionary RAUM · $19.5M to $25.7M
      Apr 6, 2023 to Mar 29, 2024
    • Pension RAUM · $5.8M to $20.3M
      Apr 6, 2023 to Mar 29, 2024
    • RAUM · $120M to $157M
      Apr 6, 2023 to Mar 29, 2024
    • Accounts · 492 to 769
      Mar 31, 2022 to Mar 23, 2023
    • HNW clients · 40 to 36
      Mar 31, 2022 to Mar 23, 2023
    • Individual clients · 437 to 488
      Mar 31, 2022 to Mar 23, 2023
    • Pension plan clients · 12 to 15
      Mar 31, 2022 to Mar 23, 2023
    • Other offices · 1 to 2
      Mar 31, 2022 to Mar 23, 2023
    • Discretionary RAUM · $106M to $101M
      Mar 31, 2022 to Mar 23, 2023
    • HNW RAUM · $52.4M to $45.9M
      Mar 31, 2022 to Mar 23, 2023
    • Individual RAUM · $68.4M to $67.9M
      Mar 31, 2022 to Mar 23, 2023
    • Non-discretionary RAUM · $20.0M to $19.5M
      Mar 31, 2022 to Mar 23, 2023
    • Pension RAUM · $4.6M to $5.8M
      Mar 31, 2022 to Mar 23, 2023
    • RAUM · $126M to $120M
      Mar 31, 2022 to Mar 23, 2023
    • Accounts · 450 to 492
      Aug 2, 2021 to Mar 31, 2022
    • Advisory employees · 4 to 5
      Aug 2, 2021 to Mar 31, 2022
    • HNW clients · 25 to 40
      Aug 2, 2021 to Mar 31, 2022
    • Individual clients · 408 to 437
      Aug 2, 2021 to Mar 31, 2022
    • Pension plan clients · 14 to 12
      Aug 2, 2021 to Mar 31, 2022
    • Employees · 4 to 5
      Aug 2, 2021 to Mar 31, 2022
    • State-registered IARs · 4 to 5
      Aug 2, 2021 to Mar 31, 2022
    • Other offices · 0 to 1
      Aug 2, 2021 to Mar 31, 2022
    • Discretionary RAUM · $92.4M to $106M
      Aug 2, 2021 to Mar 31, 2022
    • HNW RAUM · $33.7M to $52.4M
      Aug 2, 2021 to Mar 31, 2022
    • Individual RAUM · $70.2M to $68.4M
      Aug 2, 2021 to Mar 31, 2022
    • Non-discretionary RAUM · $16.9M to $20.0M
      Aug 2, 2021 to Mar 31, 2022
    Signals
    9 dated events
    • Oregon Pacific Financial Advisors Inc's advisors moved to United Planners' Financial Services OF America A Limited Partner (Medford, OR): 5 of 5 registered, on the same day
      Dec 31, 2024 · Firm absorbed (people side) · derived
    • Jennifer Joyce Hamilton left Oregon Pacific Financial Advisors Inc for United Planners' Financial Services Of America A Limited Partner (registered 2024-07-11)
      Dec 31, 2024 · Advisor changed firm · fact
    • Richard Stanley Todd left Oregon Pacific Financial Advisors Inc for United Planners' Financial Services Of America A Limited Partner (registered 2024-07-11)
      Dec 31, 2024 · Advisor changed firm · fact
    • Royal Ray Standley left Oregon Pacific Financial Advisors Inc for United Planners' Financial Services Of America A Limited Partner (registered 2026-01-12)
      Dec 31, 2024 · Advisor changed firm · fact
    • James Cleveland Monroe left Oregon Pacific Financial Advisors Inc for United Planners' Financial Services Of America A Limited Partner (registered 2026-07-30)
      Dec 31, 2024 · Advisor changed firm · fact
    • Emmarina Laurel Nelson left Oregon Pacific Financial Advisors Inc for United Planners' Financial Services Of America A Limited Partner (registered 2024-07-11)
      Dec 31, 2024 · Advisor changed firm · fact
    • Michele Lee Farrell left Oregon Pacific Financial Advisors Inc for Gradient Advisors, Llc (registered 2025-01-08)
      Nov 21, 2023 · Advisor changed firm · fact
    • Angus Donald Todd (President) no longer on Schedule A of Oregon Pacific Financial Advisors Inc (listed 2012-03-08, absent 2021-08-02)
      Aug 2, 2021 · Control person left · inference
    • Oregon Pacific Financial Advisors Inc filed its initial SEC registration (Form ADV)
      Aug 2, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026