DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 13, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 24, 2021 | Jan 12, 2026 | no | NEW YORK, NY|Short Hills, NJ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 20, 2021 | Aug 25, 2021 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | WELLS FARGO ADVISORS | Jan 12, 2026 | Jan 13, 2026 | 1 | Firm change | Ibd to wirehouse |
| MML INVESTORS SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 25, 2021 | Aug 24, 2021 | -1 | Firm change | Ibd to ibd |