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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MATTHEW JOSEPH OCONNOR

Advisor at CAPITOL PRIVATE WEALTH GROUP LLC

Philadelphia, PA | VIENNA, VA

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Search this name across graphsid dfx:ria:7469b85c-3824-656e-a297-0d07f3b77d45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL PRIVATE WEALTH GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Apr 19, 2007
First registration: Mar 18, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5276272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL PRIVATE WEALTH GROUP LLC	Independent wealth	Feb 10, 2026	n/a	yes	Philadelphia, PA\|VIENNA, VA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	Dec 16, 2025	no	BROCKTON, MA\|BOSTON, MA\|MATTAPOISETT, MA\|NEW BEDFORD, MA\|NEW BEDFORD, MA\|NEW BEDFORD, MA\|SOUTH DARTMOUTH, MA\|BOSTON, MA\|NEWTON, MA\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 18, 2009	Oct 11, 2011	no	SOUTH DARTMOUTH, MA\|NEW BEDFORD, MA\|NEW BEDFORD, MA\|NEW BEDFORD, MA\|MATTAPOISETT, MA\|NEW BEDFORD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CAPITOL PRIVATE WEALTH GROUP LLC	Dec 16, 2025	Feb 10, 2026	56	Firm change	Ibd to RIA
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ CAPITOL PRIVATE WEALTH GROUP LLCRegistered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 11, 2011 to Dec 16, 2025factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 18, 2009 to Oct 11, 2011factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
Matthew Joseph Oconnor left Lpl Financial Llc for Capitol Private Wealth Group Llc (registered 2026-02-10)
Form ADVobserved 6 days ago