RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• O••••••
- C•••••• P•••••• W••••• G•••• L•• independent RIA currentsince Feb 10, 2026 · Philadelphia, Pa
- L•• F•••••••• L•• BD affiliatedOct 11, 2011 to Dec 16, 2025 · Brockton, Ma
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 18, 2009 to Oct 11, 2011 · South Dartmouth, Ma
- L•• F•••••••• L•• to C•••••• P•••••• W••••• G•••• L••left Dec 16, 2025, registered Feb 10, 2026 (56 days) · Affiliated broker-dealer or bank to independent RIA
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- M•••••• J••••• O•••••• left L•• F•••••••• L•• for C•••••• P•••••• W••••• G•••• L•• (registered 2026-02-10)Dec 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address